- Insight Global (Charlotte, NC)
- …other company lines of business . Gather and analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well ... . Remain current with industry standards and developments in the areas of KYC , BSA/AML, and OFAC, and apply regulatory requirements and internal policies and… more
- Wells Fargo (Winston Salem, NC)
- …not limited to, distributions, account maintenance, account opening and closing, KYC requirements, annual account reviews, and management of overdrafts. + Develop ... an ability to identify fiduciary risk and escalate appropriately. + Act as a culture carrier for the firm to influence outcomes and build an inclusive, collaborative and client-focused environment for our fiduciary professionals. **Required Qualifications:** +… more
- Synchrony (Charlotte, NC)
- …or rules (ie, NACHA, ISO20022, SWIFT, etc.) + Knowledge of regulatory requirements (AML, KYC , PCI-DSS, OCC and CFPB regulations). + Proactive, with a high degree of ... self-initiation + Demonstrated strong quality/process improvement experience, with relevant examples that improved business performance and customer experience + Advanced problem-solving skills with the ability to synthesize disparate and/or complicated… more
- TD Bank (Charlotte, NC)
- …year of experience working in the financial industry + Strong knowledge of AML KYC and Enhanced Due Diligence (EDD) processes and regulations + Strong written and ... verbal communication skills **Customer Accountabilities:** + Responds to reports of financial crime activities from within TDBG sources and/or external parties and ensures appropriate areas (internally and/or externally) are made aware of situations requiring… more
- TD Bank (Charlotte, NC)
- …in an Architecture/Design + Experience with solutions/integrations associated with AML and KYC designs + Experience in leading a team of technical resources ... (designers, developers) to build a solution + Experience or knowledge of MS Azure and design concepts + Experience in designing and developing cost effective solutions that meet functional, technical, and performance requirements + Ability to review ongoing… more
- Wells Fargo (Charlotte, NC)
- …broker dealer roles and FINRA Rules + Relevant experience within a Compliance, AML/ KYC or Operational risk team is preferred + Understanding of BSA/AML/OFAC laws and ... regulations + Experience compiling metrics, customer profiles and maintaining SLA's preferred + Working knowledge of Broadridge, Calypso, GMI, COBAM, CID, and Loan IQ or similar 3rd party vendors a plus + Advanced Microsoft Office skills + Excellent verbal,… more
- Citizens (Charlotte, NC)
- …contact between the Originations, Closing, and Servicing teams + Collecting customer KYC documents and working with center of excellence to receive proper internal ... approvals for each client + Setting up all new client information in the bank's system of record + Generating expected returns for new/existing transactions using the bank's profitability model + Gather and distribute required internal forms/documents to… more
- Wells Fargo (Charlotte, NC)
- …CIB Client Data and Onboarding organization consists of a Client Facilitation team, AML/ KYC team, and a Client Data & Account Maintenance team. The Client ... Facilitation team will liaise with external and internal customers to comply with all operational, compliance, regulatory and internal policies as part of the client onboarding process. This function will be responsible for shaping the vision for the future… more
- Coinbase (Charlotte, NC)
- …and effectiveness of CX agents. This helps resolve customer issues and compliance KYC processes faster, with greater accuracy, and ultimately this leads to higher ... customer satisfaction levels and a better overall compliant experience for our customers. * *Role*- You will be building applications that will enable Coinbase Customer Agents and other users to increase their productivity, drive automation, and deliver impact… more
- Wells Fargo (Charlotte, NC)
- …sound grasp of risk and compliance as related to large global clients, including minimally KYC and AML **Job Expectations:** + This ability to travel 25% of the time ... + This position offers a hybrid work schedule + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to… more