- SMBC (New York, NY)
- …degree is required; an advanced degree in a relevant field (eg, Law , Business, Finance) is preferred . Relevant certifications (eg, CAMS, CRCM) are a plus. ... benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture...with disabilities consistent with applicable federal, state, and local law . If you need a reasonable accommodation during the… more
- TD Bank (New York, NY)
- …PowerPoint, Outlook, Teams, and Microsoft Office Suite + JD from an accredited law school **Customer Accountabilities:** + Works with Compliance partners and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...within area of expertise **Education & Experience:** + Undergraduate degree or equivalent work experience + 7+ years of… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & ...and contributing to the development of others; and * Law degree preferred , but not required ... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements**...and/or legal experience in-house, at a privacy regulator, a law firm, and/or in the government; * Substantial subject… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...at a given time. **Education & Experience:** + Bachelors degree or progressive work experience + 7-10 years related… more
- L3Harris (Rochester, NY)
- …sea and cyber domains in the interest of national security. Job Title: Trade Compliance Specialist Job Code: 26692 Job Location: Rochester, NY or Arlington, VA or ... worked - and have every other Friday off Job Description: The L3Harris Trade Compliance department is an important piece of the international business segment. As a… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...issues at all levels **Education & Experience:** + Undergraduate degree or equivalent work experience + 5+ years of… more
- TD Bank (New York, NY)
- … Compliance Audit and Exam Manager will assist in US and Global Compliance projects as necessary.** **Please review the preferred background & experience ... degree or equivalent work experience + 7+ years of experience ** Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar… more
- Google (New York, NY)
- …management, supervision, or team leadership role. ** Preferred qualifications:** + Master's degree in a relevant field (eg, law , business, compliance ) ... **Minimum qualifications:** + Bachelor's degree or equivalent practical experience. + 14 years...equivalent practical experience. + 14 years of experience in compliance , risk management, investigation, auditing, legal, or consulting. +… more
- Google (New York, NY)
- … compliance programs from the ground up. ** Preferred qualifications:** + Master's degree in Law , Business, Compliance , or a similar field. + ... **Minimum qualifications:** + Bachelor's degree or equivalent practical experience. + 10 years...equivalent practical experience. + 10 years of experience in compliance , risk management, investigation, auditing, legal, or consulting. +… more
- BlackRock (New York, NY)
- …in a practical manner and to communicate complex concepts in an understandable way. + Bachelor's degree required; law degree or MBA welcome. For New York, NY ... as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product lines including mutual...Experience with the Investment Company Act of 1940 is preferred . + Strong organizational skills and ability to manage… more