• Director, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …financial organization. + JD preferred but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial ... institution. + Firm understanding of securities and derivatives rules and regulations,...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (08/30/25)
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  • Vice President, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …US broker dealer, regulator, or global financial organization. + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial ... institution. + Firm understanding of securities and derivatives rules and regulations,...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (08/30/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …+ Liaise and build a strong relationship with key stakeholders across the Firm . + Engage and drive discussion with stakeholders to exercise credible challenge. + ... + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable...regulators and with business and functional partners at the firm . + Proficient in Word, Excel and PowerPoint. **Physical… more
    TD Bank (08/22/25)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …and the business areas to support a culture of compliance across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change ... + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable...regulators and with business and functional partners at the firm . + Proficient in Word, Excel and PowerPoint **Who… more
    TD Bank (07/26/25)
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  • Sr. Counsel, Commercial Transactions

    NBC Universal (New York, NY)
    …at least one US state bar. + 7+ years of relevant legal experience in a law firm and in-house legal department, with a focus on commercial, technology and vendor ... and work closely with stakeholders across the company, including operations and technology, data, information security, privacy, procurement and finance.… more
    NBC Universal (07/26/25)
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  • VP, Commercial Transactions

    NBC Universal (New York, NY)
    …contract, M&A, real estate and other corporate transactional experience at a top law firm and in-house legal department. + Strong technical expertise in ... providing legal advice and transactional support to our procurement, finance and operations teams. The role provides the unique opportunity to shape the contract… more
    NBC Universal (08/02/25)
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  • Specialized Finance Analyst

    TD Bank (New York, NY)
    …Improve data accuracy, and support data-driven decision-making. + Adherence with firm 's chart of accounts, account reconciliation and attestation policy, including ... liaising with Operations & Reconciliation Control teams to resolve issues. +...tools such as Alteryx. + Work closely with the manager to build strong data/process governance and key controls… more
    TD Bank (08/08/25)
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  • Director & Counsel, US Tax Planning

    TD Bank (New York, NY)
    …+ 5+ years of experience in a corporate tax environment (in-house or at a law firm /Big 4) + Excellent tax technical knowledge and research skills + Strong ... Experience with financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional area and provide… more
    TD Bank (08/08/25)
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  • Principal Auditor (Experienced Senior Auditor),…

    Capital One (New York, NY)
    …the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). Responsibilities: + Lead small ... outstanding business impact and elevate Audit's value proposition. + You're a firm believer that a rich understanding of data, innovation, and technology will… more
    Capital One (08/30/25)
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  • Controller - CVS Health Ventures

    CVS Health (Albany, NY)
    …CVS Health Ventures Controller is a highly analytical position on the Investment Operations and Strategy team. This individual will play a critical role in ... years of Accounting/Finance professional experience + Experience at a public accounting firm in client facing Audit, Tax or Financial Advisory capacity, or… more
    CVS Health (08/14/25)
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