- Neuberger Berman (New York, NY)
- …SMA subject matter expert. + Collaborate with Intermediary Sales to achieve strategic firm objectives and support cross-functional initiatives. + Assist with the ... improvements. Qualifications + Minimum of 5 years' experience in financial services , preferably with client service or operations management responsibilities.… more
- Neuberger Berman (New York, NY)
- …counsel relating to mandates **Qualifications:** + At least 4 years' experience within large law firm + JD Required + Working knowledge of Investment Advisers ... manager that is seeking a Private Equity/Investment Management Attorney to provide advice, support and research on a broad variety of legal, regulatory and general… more
- TD Bank (Bronx, NY)
- …investment management solutions. A FA will need to leverage their experience to service the unique and complex needs of TD Wealth clients by reviewing financial ... the central point of contact, responsible for providing client service & developing the relationship to achieve greater share...+ Adheres to all federal, state, SRO regulations and Firm policies related to all business activities (eg OCC,… more
- Guardian Life (New York, NY)
- …consumers, and communities," we are committed to building a best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance, ... being a subject matter expert, all while supporting the Law Department's Mission to be a trusted advocate and...are implemented to mitigate and reduce risk to the firm , its clients, and the firm 's associated… more
- Neuberger Berman (New York, NY)
- …ensuring seamless and efficient digital interactions. Additional responsibilities include providing support to private wealth teams, driving the evolution of client ... ensuring solutions are aligned with objectives and meet quality standards + Provide support for the online access portal by addressing inquiries from private wealth… more
- Neuberger Berman (New York, NY)
- …group in our New York office, supporting independent risk oversight for the firm 's Equity, Fixed Income, Alternatives, and Multi-Asset Class strategies. This role is ... materials for reviews with portfolio managers, senior management and the firm 's Investment Risk Committee + Collaborate closely with portfolio managers and… more
- CDM Smith (Woodbury, NY)
- …technical journals. - Attending industry conferences and symposia to enhance the firm 's visibility and promote its products and services , collaborating closely ... and make a lasting difference in the world. We deliver legendary service and smart solutions for environmental and infrastructure challenges, creating an unmatched… more
- Citigroup (Getzville, NY)
- …trading desks and branch offices in coordination with the Operations - Transaction Services team.The overall objective of this role is to ensure the seamless ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- TD Bank (New York, NY)
- …OTC and Exchange-Traded Equities, and Electronic Sales & Trading. This role will support the continued integration of a complex global equity platform into TD ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business areas… more
- Neuberger Berman (New York, NY)
- …as the backbone for operational excellence across Private Wealth products and service offerings. The team oversees all operational activities required to launch, ... activities across Product Development, Operations, Legal/Compliance, Technology, and Client Service + Assist in preparing enablement materials: FAQs, one-pagers,… more