- TD Bank (New York, NY)
- …area that may require broader partnership across TDS and/or other TD enterprise functions. Enhance management decision making on policies, processes, products and ... function requiring medium to longer term focus + May lead a small reporting or operational team or provide...issues and conduct internal/external research projects and/or contribute to audit reviews; run testing, and generate reports to identify… more
- TD Bank (New York, NY)
- …management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs ... an integrated approach with other business management areas, broader organization, and enterprise as appropriate + Deep knowledge and understanding of businesses /… more
- TD Bank (New York, NY)
- …compliance risk oversight and in partnership with colleagues leading key enterprise -wide compliance functions and is responsible for the development, maintenance and ... the Bank and its relevant subsidiaries + Acts as a Compliance executive lead on various projects, overseeing and/or coordinating a diverse group of compliance… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... operational compliance activities goals including: gathering current state and periodic audit readiness and working closely with technology functions to ensure goals… more
- TD Bank (New York, NY)
- …objectives. May provide complex reporting, analysis, testing and assessments at the functional or enterprise level and is generally a lead or SME for a given ... **Preferred Qualifications:** + Internal control testing experience + Internal/External audit experience + Big 4 experience preferred **Customer Accountabilities:**… more
- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... support the Banking organization and also provide legal support for enterprise business strategies and initiatives including Board committee reporting. This role… more
- TD Bank (New York, NY)
- …accruals, intercompany reconciliations, compensation) + Assisting with internal audit and governance requests, including preparation of reconciliations, organizing ... tools such as Alteryx. + Work closely with the manager to build strong data/process governance and key controls...corrections and updates as necessary + Coordinates and may lead policy related meetings / discussions and address any… more
- TD Bank (New York, NY)
- …Leads projects of moderately to complex risks and resource requirements; may lead end-to-end processes or functional programs + Contact for business management, ... risk and self-assessment activities for designated business using TD's enterprise AML/ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments… more
- TD Bank (New York, NY)
- …to support the investigations process. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process, as required. + Conduct targeted ... + Participate in special projects, including assisting with adherence to enterprise -wide initiatives including global policies and governance. + Assist with… more
- M&T Bank (Buffalo, NY)
- …support the delivery of complex technology projects and activities + Lead large scale digital transformation initiatives, including core platform, modernization, ... and data teams to ensure alignment with regulatory requirements and enterprise standards + Manage strategic relationships with vendors and professional organizations… more