- Capital One (New York, NY)
- …of Business Administration + Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified ... our integration effort. Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits...of experience with data analytics tools in support of internal audit _At this time, Capital One… more
- SMBC (New York, NY)
- …working in the banking & financial services industryas an internal and/or external auditor specifically to lead audit coverage of CFO fucntion within ... Internal Audit Department (IAD). The ideal candidate will be responsible...for leading financial and regulatory reporting audits as an Auditor In Charge, ensuring work is performed in accordance… more
- MetLife (New York, NY)
- Description The Director of Internal Audit - Global Professional Practices - Audit Quality & Workforce Management is a highly skilled and experienced leader ... assurance and improvement program in accordance with the revised Global Institute of Internal Audit standards and leading industry practices. He/she will also… more
- TD Bank (New York, NY)
- …from the audit manager + May be Auditor in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff ... Scope:** + Generally leads a team focused on assigned audit and generally assumes the lead position..., providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers… more
- Scotiabank (New York, NY)
- …years of relevant experience covering financial crimes (BSA/AML, OFAC) as an internal auditor (third-line or defense) and/or compliance professional (second line ... Senior Audit Manager, US AML Audit **Requisition...OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to assess the design and operating… more
- SMBC (New York, NY)
- …manager with a minimum of 10 years' experience in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, ... Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will...planning, testing, issue identification, workpaper review and reporting. + Lead audit teams to execute high quality… more
- Citigroup (New York, NY)
- …level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with the Audit ... the transformation of global compliance risk management, the related control frameworks and Internal Audit validation efforts across the end to end business… more
- Bank of America (New York, NY)
- …fast-paced environment. **Required Qualifications:** + Bachelor's Degree + Minimum 5-7 years of internal audit or front office business control or compliance or ... (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications **Skills:** + Analytical… more
- SMBC (New York, NY)
- …to completion including planning, testing, issue identification, workpaper review and reporting. * Lead audit teams to execute high quality reviews within a ... This person should also need to be able to lead or execute other capital market related audit...Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk, and internal controls assessment,… more
- SMBC (New York, NY)
- …of experience working in financial services specifically supporting Global Markets, to lead audit coverage of finance related Product Control function within ... the Internal Audit Department (IAD). The ideal candidate...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more