- City National Bank (New York, NY)
- …MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic Planning & ... ensuring alignment between regulatory expectations, stakeholders and business needs. * Lead the oversight of T&I regulatory remediation efforts, fostering a… more
- TD Bank (New York, NY)
- …with technology throughout project delivery + Works independently as the senior or lead business analyst and coaches and guides members within area of expertise + ... Align decisions to TDs risk appetite + Develops mitigation plans or lead /contribute to the completion of necessary compliance/new process assessment templates +… more
- TD Bank (New York, NY)
- …+ Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as ... in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- TD Bank (New York, NY)
- …control and risk management behaviors aligned with TD policies and practices. + Lead US FCRM TDS Business Oversight efforts, providing advisory and oversight for the ... direction. **Depth & Scope:** + Helps to oversee and lead a large and/or highly complex and diverse AML/ATF...in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct **Employee/Team Accountabilities:** +… more
- TD Bank (New York, NY)
- …Sales/Service Support, and Data & Analytics responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to ... FINRA Branch Administration, Licensing/Registrations and maintenance requirements. This role will lead engagement with HR and Finance to ensure alignment across job… more
- TD Bank (New York, NY)
- …**POSITION: Vice President - CIB Credit - Power & Renewables** Vice Presidents lead corporate and leveraged banking transactions and work closely with the Investment ... Demonstrate leadership in due diligence and structuring around complex bank financings. + Interact and negotiate with senior finance...complex and/or large scale business + Generally will either lead a group of specialists / analysts or operates… more
- TD Bank (New York, NY)
- …and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require ... Strong Risk, Controls, or compliance background. + Proven ability to successfully lead change and manage effectively in matrixed environment. + Skillful communicator… more
- TD Bank (New York, NY)
- …Management, the new hire will be responsible for working with the team lead and key stakeholders to: maintain TDS' compliance surveillance framework; manage large ... as they relate to Communications Surveillance. + Briefings and Presentations: Lead the preparation of summaries, presentations, briefing notes, and other required… more
- Citigroup (New York, NY)
- …resolved to client's satisfaction. + Assigned to CCB Platinum clients & New to Bank Clients + Monthly Business Review and Client Sentiment Check-ins + Oversight VoC ... of SLAs is promptly escalated to seniors. The team lead will also work in close partnership with control...appropriate governance and control infrastructure and be able to lead with strong governance and control. The role is… more
- Trustco Bank (Lake George, NY)
- …**FLSA Status:** Non-Exempt | **Supervisory Role:** Yes **Why Join Us?** At Trustco Bank , we're committed to fostering a supportive and inclusive workplace where our ... environment. In this role, you'll have the opportunity to lead a talented team, make a positive impact in...Reviewing and approving transactions such as large check cashing, bank checks, and ledger entries, while maintaining strict adherence… more