- Guardian Life (Raleigh, NC)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities , and Park Avenue Investment Advisory, you will ... with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for… more
- Wells Fargo (Charlotte, NC)
- …markets subject matter expertise to solve enterprise data issues. The CIB Senior Lead Data Management Analyst will work collaboratively with members of various ... leader in the Corporate and Investment Banking (CIB) Data Management organization to lead the execution and governance of CIB's Data Management Program. The CIB Data… more
- SMBC (Charlotte, NC)
- …a result of this expansion, we are currently seeking a talented and motivated Business Analyst for Counterparty Credit Risk Technology to join our Risk ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Technology Group. The senior Business Analyst will play a pivotal role… more
- TD Bank (Charlotte, NC)
- …appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and marketing ... escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication, provide input… more
- SMBC (Charlotte, NC)
- …**Qualifications and Skills** * 5+ years of financial services experience as a Business Analyst or related role, with exposure to ESG initiatives preferred. ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Citigroup (Charlotte, NC)
- …Investments (CTI) operates within Corporate Treasury. CTI invests in high quality liquid securities (HQLA) and Non HQLA securities as governed by Asset and ... Firm's funding and share repurchase programs. The Treasury Funding and Investments Intermediate Analyst will support CTI and drive the production needs and lead … more
- SMBC (Charlotte, NC)
- …lifecycle-from onboarding through termination-while ensuring performance, compliance, and alignment with business objectives. The analyst will also contribute to ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- MUFG (Charlotte, NC)
- …will provide more details. **Intrepid 2026 Investment Banking Full Time Analyst - Job Posting** **About Intrepid Investment Bankers** Intrepid Investment Bankers ... is seeking talented professionals for its 2026 full-time Analyst class. Intrepid is one of the largest and fastest growing specialty middle-market investment banks… more
- Citigroup (Charlotte, NC)
- …portfolio consisting of Issued Debt, Intercompany Borrowings & Placements, AFS/HTM Securities , and Derivatives. CTI is responsible for managing central liquidity and ... notes, credit card securitizations and perform liability management for all capital securities issued through Citigroup and CBNA. CTI Summit Execution team works… more
- Wells Fargo (Charlotte, NC)
- …will be tasked with validating calculated results, facilitating the line of business capital decision process and producing regulatory and management reports and ... In this position, the individual would be responsible for implementing the business process and testing of emerging capital regulations. Within this framework, you… more
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