- Citigroup (New York, NY)
- …highest standards of personal and professional integrity. + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... goals. + Works closely with the Market Executive to lead the activities for the team. + Coach and...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- SMBC (New York, NY)
- …and Skills** + Minimum of 10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the financial industry. + Strong ... identify business trends and changes in the business risk profile. + As needed, assist...and Trading supervision + Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper… more
- Marex (New York, NY)
- …+ A subject matter expert and proven track record of developing a compensation control framework suitable for a growing business . + The position requires an ... and HR and the owner of accounting policies and controls relating to employee expenses. In collaboration with the...Group Compensation Controller based in London, the role will lead the strategic direction and drive the execution of… more
- TD Bank (New York, NY)
- …Senior Auditor participates in some aspects of planning of audits and may lead less complex audits/projects. They independently assess control design and ... complete all required job specific, compliance-related training. Understand, utilize and follow Compliance/ Risk and control programs. Consult with all risk … more
- M&T Bank (Buffalo, NY)
- …audit portfolio / team. **Other Responsibilities** + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards ... over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing, leading and… more
- Citigroup (New York, NY)
- …market demands, technology trends, and the competitive field + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …behaviour, based on feedback from clients and colleagues + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... The Private Banker Sr. Lead is a strategic professional who closely follows...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- TD Bank (New York, NY)
- …American market, with an ability to translate client requirements into practical, risk -aligned trade solutions. + Demonstrated ability to lead across ... York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $250,000 - $250,000 USD...level Core Trade & FI Trade Product Manager to lead our bank's traditional trade and financial institutions (FI)… more
- KeyBank (Tarrytown, NY)
- …consistently demonstrate a solutions-oriented, growth mindset that is supportive of line of business goals while still maintaining a moderate risk appetite and ... and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally… more
- TD Bank (New York, NY)
- … management and control , supported by effective processes in alignment with risk appetite + Manages through ambiguity, lead Planning efforts through PI ... one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues...advice to senior management in field of specialty; may lead team(s) of related specialists / experts + Advises… more