- Citigroup (New York, NY)
- Citibank, NA seeks a KYC Operations Lead Analyst for its New York, NY location (100% remote work permitted). Duties: Guide workstreams and policy projects across two ... Your Client) policies. Track all identified issues and work with Business Risk, Compliance , Operations, and Technology to actively identify new KYC policy gaps for… more
- TD Bank (New York, NY)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...longer term focus + Represents the group as the lead or subject matter expert on projects/initiatives and/or at… more
- American Express (New York, NY)
- …unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the leader ... of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, including… more
- Citigroup (New York, NY)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a function/business/product compliance risk officer as a **Senior...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... CCE will lead the development and execution of a comprehensive compliance strategy that supports the University's mission, values, and strategic goals, to… more
- Citigroup (New York, NY)
- We are seeking a highly experienced and driven Senior Governance Lead to shape and oversee the governance framework for our groundbreaking Strategic Ledger ... guidance from the CIO for Functions and Finance, and the Chief Accounting Officer . + Bi-weekly engagement with senior leadership: Present program updates and address… more
- Heritage Financial Credit Union (Middletown, NY)
- …performance? Are you ready to use your experience and knowledge to take the lead on high-impact compliance initiatives at a company that values integrity and ... of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND RESPONSIBIITIES + Using independent and sound… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Citigroup (New York, NY)
- … Analyst is a VP level position under the Citigroup wide Client Analytics & Lead Finance Officer team. This team is focused on enhancing the client management ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more