- KeyBank (Albany, NY)
- …and second line of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of...defense support to existing processes, procedures and enhancements. + Conduct compliance monitoring to proactively identify process… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...logs and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays… more
- KeyBank (Albany, NY)
- …lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Senior Compliance Officer will be a member...for the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- Trinity Health (Syracuse, NY)
- **Employment Type:** Full time **Shift:** Rotating Shift **Description:** **Purpose** The Lead Security Officer at St. Joseph's Health is responsible for ... Functions** Provide leadership and supervision to security officers during assigned shifts Conduct security rounds and fixed post assignments Respond to calls for… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of… more
- Ithaca College (Ithaca, NY)
- …a corporal, sergeant on duty, or as assigned. Serve as field training officer and regularly conduct certification, training and informational programs and/or ... from the Director/Deputy Chief or the Executive Director/Chief. This position may serve as officer in charge in the absence of a corporal or sergeant on duty and… more
- WMCHealth (Valhalla, NY)
- …to the code of conduct as described in the Westchester Medical Center Compliance Plan and brochure. Employees will also comply with the requirements of the New ... Chief Medical Officer Company: Westchester Medical Center City/State: Valhalla, NY...Hospital Board and New York Medical College to ensure compliance with regulatory requirements. Responsibilities: + Establishes medical standards… more