- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. + Lead the… more
- City of New York (New York, NY)
- … team. The selected candidate will report to an Assistant Agency Chief Contracting Officer , and lead a team of six contract managers, procurement analysts and ... MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer ...the organization + Develop and streamline new and existing compliance processes + Plan, prepare and conduct ... register, annual fitness & propriety checks, and advising on conduct rule breach determinations + Work alongside the global... rule breach determinations + Work alongside the global lead and compliance team to increase the… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & ... regulatory, and reputational responsibilities * Support, and at times lead the team, on specific regulatory Compliance ...in partnering with the business and support functions to conduct analyses of the key personal data processing of… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
- Citigroup (New York, NY)
- Lead Financial Officers (LFO) are accountable for leading the development and execution of financial objectives related to revenues, expenses, capital, and risk. ... and Finance disciplines to help achieve the firm's overall finance objectives. Lead Financial Officers (LFO) are Finance partners and strategic advisors to the… more
- Citigroup (New York, NY)
- …portfolio and represent their covered accounts in numerous highly visible forums. A Credit Officer can advise or lead strategic projects for US or Global CLM ... will based in New York, NY. The CLM Credit Officer facilitates the end-to-end lending process for a covered...and other credit requests, including the related diligence * Lead the timely analysis and preparation of monthly and/or… more
- Citigroup (New York, NY)
- …in the North America, Latin America, Asia, Europe and Middle East. + Lead short and long term budgeting, forecasting and planning processes through partnership with ... marketing spend decisions + Develop and set the team's strategic direction. Lead team of finance professionals to accomplish established goals while navigating… more