- SMBC (New York, NY)
- …conduct incidents, events, and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to ... + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- Fujifilm (Albany, NY)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director. The Compliance Manager will be...materials and a legacy of groundbreaking technology, we now lead 23 diverse affiliate businesses across the Americas. We're… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the… more
- Bloomberg (New York, NY)
- …for the Americas. The BSA AML Officer will be responsible for ensuring compliance with all relevant legal and/or regulatory requirements for AML. As the BSA ... Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing AML… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements...with applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance … more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will...compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to… more
- KeyBank (Albany, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance ... lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- KeyBank (Albany, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of the Consumer Deposit Compliance team within ... Compliance Risk Management. The Compliance Officer will provide subject matter expertise...facilitate necessary changes. + Assist with internal and external regulatory compliance exams/audits. + Assist with corporate… more
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