- Raymond James Financial, Inc. (New York, NY)
- …risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to ... risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk...risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and… more
- Citigroup (Getzville, NY)
- …Controls and compliance with the GRA Standard and relevant external Regulatory Requirements. This role also requires working closely with Business and Finance ... Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications +… more
- City of New York (New York, NY)
- …go-live conditions. Stay abreast of the latest security, privacy, and regulatory concerns, ensuring a proactive approach to third-party risk management. Advise ... or contracts, responding to changes requested by third parties to ensure compliance and data protection. - Develop and implement efficient processes for risk… more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will...compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the ... team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and...to understand the impacts and requirements + Take the lead on analysis and implementation of regulatory … more
- City of New York (New York, NY)
- …policy implementation. The Compliance Specialist will report to the Deputy Chief People Officer of Compliance , Payroll & Labor Relations and will be part of ... Chief People Officer and Deputy Chief People Officer of Compliance , Labor Relations, and Payroll...forms. - Stay informed about all employee-related legislative and regulatory changes, ensuring that updates to rules and regulations… more
- Citigroup (New York, NY)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a function/business/product compliance risk officer as a **Senior...+ Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... to use your experience and knowledge to take the lead on high-impact compliance initiatives at a...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At ... Senior Director, Lead AML Advisor for Card Business Capital One...who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a candidate with deep… more
- Stony Brook University (Stony Brook, NY)
- …research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as assigned. ... as a resource, providing guidance to SBM leadership and staff on requirements and regulatory topics pertaining to research and academic compliance . + The DCRCP… more