- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a...Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office… more
- Stony Brook University (Stony Brook, NY)
- …programs. Organize and participate in fire prevention activities and events. + ** Regulatory Compliance :** Implement the EH&S Campus Safety Programs, including, ... personnel to fulfill the mission while riding a fire apparatus. Maintains compliance with applicable reports. They will lead subordinates in emergency… more
- PNC (New York, NY)
- …At PNC CIO, we aim to optimize risk-adjusted economic returns, ensuring compliance with regulatory requirements, and aligning investments with the institution's ... team is searching for a Portfolio Manager (PM) to lead the Agency Mortgage-Backed Securities (MBS) sector. The position...directly with other portfolio managers and the Chief Investment Officer to manage a broad portfolio of fixed income… more
- MTA (Brooklyn, NY)
- …of the Chief Administrative Officer . Reporting to the Chief Administrative Officer , this senior executive will lead citywide strategies and programs related ... division, including the performance of a Third-Party Administrator (TPA), ensure compliance with regulatory and contractual obligations, and reduce controllable… more
- Warner Bros. Discovery (New York, NY)
- …technologies. + Prepare internal guidelines for AI tool use and ensure compliance with evolving regulatory requirements. **Content Acquisitions & Global Rights ... Warner Bros. Discovery is seeking an accomplished attorney executive to lead legal oversight for **Technology and Commercial, Streaming, Marketing, and… more
- Wells Fargo (Rye Brook, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... to business outcomes. Successful Branch Managers are able to lead a highly defined customer engagement process, coaching to...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Heritage Financial Credit Union (Middletown, NY)
- …Risk/ Compliance to design and guide in the enhancement or creation of regulatory and compliance training that supports safe, sound, and ethical practices. + ... platforms (eg, Qualtrics, SurveyMonkey). + Thorough understanding of banking operations, regulatory principles, and compliance standards. + Must obtain and… more
- Rochester Housing Authority (Rochester, NY)
- …years of progressively responsible housing or community development experience, including proven leadership in finance, operations, and regulatory compliance . ... serves as the primary representative of the organization and oversees operations, compliance , staffing, and community engagement. The ED also serves as Secretary to… more
- Conifer Realty LLC (Rochester, NY)
- …Ensure construction meets all design, environmental, funding, and code requirements. + Lead compliance for Davis-Bacon, environmental obligations, and state and ... compliance with all state preservation programs and long-term regulatory obligations. Capital Improvements Oversight + Manage all capital improvements that… more
- M&T Bank (Buffalo, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... well as 2LOD and 3LOD. Assist the Business Risk Officer in setting direction for the department and risk...include lines of business, Credit and Finance to ensure compliance with critical regulatory requirements and achieve… more