- Fujifilm (Raleigh, NC)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director. The Compliance Manager will be...materials and a legacy of groundbreaking technology, we now lead 23 diverse affiliate businesses across the Americas. We're… more
- Wells Fargo (Charlotte, NC)
- …risk assessments, control testing, and ensure adherence to enterprise risk appetite. + ** Regulatory Compliance & Governance** + Ensure compliance with ... + Deliver training and awareness programs on cloud risk management and regulatory compliance . + **Continuous Improvement** + Stay informed on emerging… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within...for compliance counsel and field management regarding compliance issues. + Provide close oversight over regulatory… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- Wells Fargo (Charlotte, NC)
- …understanding of operational risk management and/or operations process management. + Regulatory compliance understanding: Understanding of United States (US) ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk & Approval Officer to...proactive risk management. + Stay current on market trends, regulatory changes, and macroeconomic factors impacting securitized products, integrating… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance ... team within Compliance Risk Management. The Commercial Compliance Officer will provide support to business...perform impact and gap analyses as applicable. Assist with regulatory compliance exams. Assist with corporate policy… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of the Consumer Deposit Compliance team within ... Compliance Risk Management. The Compliance Officer will provide subject matter expertise...facilitate necessary changes. + Assist with internal and external regulatory compliance exams/audits. + Assist with corporate… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations, Technology, and Legal). **In this role, you will:** **Policy,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk & Approval Officer that approves, monitors and manages the credit exposure within the… more