- Wells Fargo (Charlotte, NC)
- Job Description **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** to join the ** Regulatory Change & Inventory Management (RCIM)** ... Compliance . As part of the RCIM team, the Lead Compliance Officer will ...will:** + Manage and maintain an inventory of companywide regulatory citations for the compliance regulatory… more
- Truist (Charlotte, NC)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... 2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The BACO for this...Dealer within the Markets Division. This role will provide regulatory compliance advice to the business and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics ... across CIB Compliance . The Lead Compliance Officer will be...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... Warehouse lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Consumer &...risk + Collaborate with and influence business stakeholders, legal, compliance , risk and audit to meet business objectives +… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer to join...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... us! **About this Role:** Wells Fargo is seeking a Lead Control Management Officer for the COO...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Office Operations, Account Onboarding, Tax Operations, FX Operations, Non-Financial Regulatory Reporting Operations, Transaction Reporting Operations, new products, fraud,… more
- LifePoint Health (Henderson, NC)
- …the rest of the care continuum. Clinical technology acquisition and implementation. Regulatory compliance . Other duties as assigned. *Required Education* Doctor ... Duke LifePoint as well as CMO of LifePoint Health. Assist hospital in assuring compliance with standards of regulatory agencies. Assist with surveys and issues… more