- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... and market abuse risk related decisions. + Develop, oversee, and provide independent credible challenge to standards with subject matter expertise + Monitor and… more
- KeyBank (Charlotte, NC)
- …line of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance ... 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of the Consumer Deposit...and provide consultative advice on assigned regulations. + Provide independent review and challenge on various line of business… more
- Truist (Charlotte, NC)
- …functions to influence the industry build of the tech risk functions; 4. Targeted control testing - lead execution of independent second line testing / ... within the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and… more