- Wells Fargo (Rochester, NY)
- …partners + Identify and provide consultation on opportunities for process improvement and risk control development + Lead and support the onboarding, training, ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- American Express (New York, NY)
- …ORM practices Lead documentation and maintenance process for issues and operational risk Identify potential systemic risks or control weaknesses within BU ... leadership teams, who own the remediation of issues & Operational Risk Events (ORE) Provide program leadership...to Issues, Events & Remediation with Credit & Fraud Risk . Lead all investigations and root cause… more
- American Express (New York, NY)
- …manages bank partnerships globally. The objective of the GMNS Control Management Specialized Operational Risk (OR) team is to provide subject matter expertise on ... specific Operational Risk topics to ensure the BU...specific Operational Risk topics to ensure the BU is equipped with...is looking for a Director of Specialized OR to lead a diverse team of high-performing professionals focused on… more
- TD Bank (New York, NY)
- …candidate would be willing to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions. Works well in a team ... teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution of major project… more
- MTA (New York, NY)
- …tools, configurations, and risk mitigation to support Information and Operational Technology applications and/or infrastructure products + Lead others, as ... can affect the safety of employees and customers, system integrity, and operational availability. As part of managing the program, the Cybersecurity Officer will… more
- TD Bank (New York, NY)
- …candidate is willing to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team ... global compliance Program Effectiveness Assessment + Serve as the lead liaison with first-line business risk owners...7+ years of compliance risk management, enterprise risk management, operational risk management,… more
- JPMorgan Chase (New York, NY)
- …manage escalations, drive remediation, and validate controls while engaging closely with operational risk , compliance, audit, and business leaders. Through your ... and change management protocols. + Engage with control colleagues, business executives, operational risk , compliance, audit, and technology teams to ensure… more
- TD Bank (New York, NY)
- …culture of risk management and control, supported by effective processes in alignment with risk appetite + May lead work streams by acting as a project ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- American Express (New York, NY)
- …from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk , technology, and data analytics. Most IAG ... one professional certification. Our audit teams align to key risk areas and business units to ensure IAG can...analysis (FP&A), financial data management, and corporate planning. + Lead the development and execution of the annual audit… more
- S&P Global (New York, NY)
- …to build relationships with internal and external stakeholders. + Understanding of operational risk management, including how to identify, evaluate and mitigate ... team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We...develop a broad knowledge and skill set in managing risk and controls. **Responsibilities** ** Lead the oversight… more