- TD Bank (New York, NY)
- … appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... internal controls over financial reporting, disclosure and other financial and operational processes in support of TD Securities' business objectives. To ensure… more
- Scotiabank (New York, NY)
- …Operations). + Provided hands-on oversight of RCSA activities, ensuring alignment with operational risk policies and regulatory expectations. + Partnered with ... and control programs from the ground up. + Deep knowledge of operational risk frameworks, including scenario analysis, issue management, and operational… more
- TD Bank (New York, NY)
- …global Compliance Program in defining and achieving departmental objectives: + Design operational risk management plans and the annual compliance strategic plan ... regulatory expectations, internal standards, industry best practices, and enterprise risk appetite + Lead the development of...best practices, and enterprise risk appetite + Lead the development of a structured approach to policy… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and accountability to business outcomes. Successful Branch Managers are able to lead a highly defined customer engagement process, coaching to specific behaviors… more
- Wells Fargo (New York, NY)
- … complex initiatives on selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk + Define opportunities to ... escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk ...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Tompkins Community Bank (Ithaca, NY)
- …business units to provide actionable financial insights. + Team Development and Operational Excellence- Build and lead a high-performing Treasury team, implement ... risk modeling (interest rate, liquidity, capital, and strategic risks). + Lead the risk management program, including business insurance procurement. +… more
- CBRE (Albany, NY)
- …commercial agreements, including but not limited to: commercial terms, areas of risk and reward, operational compliance, cost control, financial responsibilities ... management meetings. **Commercial Solutions** + Provide commercial solutions to operational challenges to promote reducing risk and...the lead on commercial issues which could lead to high business impact risk or… more
- JPMorgan Chase (New York, NY)
- …As the Compliance, Digital Assets, Executive Director within Compliance Conduct and Operational Risk (CCOR), you will be responsible for Compliance, Financial ... Crime and Operational Risk related issues for Digital Assets...new products and services + Serve as the CCOR lead for digital assets generally. Design the framework, testing/monitoring… more
- American Express (New York, NY)
- … risk management programs, including Risk and Control Self Assessments, operational risk event management, operational risk issue management. ... future of American Express. **Join Team Amex and let's lead the way together.** The Technical Risk ... and Compliance organization and led by the Chief Risk Officer, manage operational risks associated with… more