- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... at wellsfargojobs.com **Key Responsibilities:** **Program & Project Leadership:** + Lead and coordinate end-to-end Generative AI initiatives, including strategic… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... Trust lines of business, products, and functional activities. Individuals lead the design and execution of testing and continuous...Manager must have in-depth knowledge of wealth and trust risk management as well as a strong understanding of… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- TD Bank (New York, NY)
- …and enhancing their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more
- TD Bank (New York, NY)
- …and/ or risk management background. + Proven ability to successfully lead change and manage effectively in matrixed environment. + Skillful communicator and ... and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- MTA (New York, NY)
- …all aspects of the safety and health program, ensuring regulatory compliance, operational safety, and risk mitigation across nine inter-borough crossings (seven ... goals and ensure alignment with the agency's mission, vision, and strategic priorities. Lead strategic risk analysis to proactively identify and mitigate safety… more
- Citigroup (New York, NY)
- …align with incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and maintain all registrations/licenses ... with driving client efficiency from both a returns and an operational perspective. The Relationship Salesperson should fully understand the strategies executed… more
- TD Bank (New York, NY)
- …for building a strategy that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. ... and governs the requirements for own work + May lead on product programs and projects on behalf of...controls and operating methods that have significant financial and operational impact within the context of their own field… more