- TD Bank (New York, NY)
- …including;** + **Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …This role will be accountable for the program-level financial transparency, risk identification, funding envelope governance together with the Project Management ... or Project Finance experience an asset + Excellent analytical skills in assessing risk , issues and challenging the status quo + 7+ years of relevant experience… more
- JPMorgan Chase (New York, NY)
- …arise at the loan or portfolio level and proactively manage credit risk , market risk , and operational risk within the portfolio, develop and implement ... and quarterly summarization of credit ratings updates and Identify risk in the portfolio that might lead ...and present portfolio updates, performance reports, and recommendations to internal and external stakeholders + Lead onboarding… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- TD Bank (Mount Kisco, NY)
- …+ Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations ... excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role...knowledge and a good understanding of the business and operational function areas supported as they lead … more
- American Express (New York, NY)
- …Compliance. As the leader of this Compliance vertical, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios ... technology engineering, architecture, and infrastructure for external customers and internal colleagues, in addition to enterprise data governance and platforms… more
- TD Bank (New York, NY)
- …implement best practices to improve products, processes, or services. + Ability to lead projects of significant complexity and moderate risk exposure, in ... risks, and ensures the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external research projects; supports… more
- Athene (New York, NY)
- …people, processes, tools, and controls are in place to effectively mitigate risk , safeguard assets, and meet operational objectives. Maintain responsibility for ... and operational resilience + Foster a culture of prudent risk management, accountability, and continuous improvement across the team and broader organization… more
- S&P Global (New York, NY)
- …the **architectural rigor of a Principal Engineer** with ** operational scale and risk focus.** You will lead the newly unified Technology Excellence and ... **About the Role:** **Grade Level (for internal use):** 15 **The Role** As the Global...regulatory, and financial industry governance standards related to cyber risk and operational continuity. **Quality Engineering (QE)… more
- Wells Fargo (New York, NY)
- …conditions and client-specific needs. + Design and maintain frameworks to manage trading risk and ensure compliance with internal and regulatory standards. + ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more