- Mastercard (New York, NY)
- … compliance professional to join our Global Regulatory team to lead the Americas regulatory compliance program for our cross-border account-to-account ... programs and a background in payments and financial technology. Role The Director, Regulatory Compliance will lead a team charged with executing the … more
- Mizuho Corporate Bank (New York, NY)
- …Treasury. + Support the Americas Regional Treasurer in strategic decisions and communications. + Lead regulatory compliance related to Treasury as first line ... and effective adaptation to regulatory changes. + Lead preparing responses to audit and compliance ...in a Treasury Control function; and/or + Experience handling regulatory compliance or legal matters for financial… more
- Raymond James Financial, Inc. (New York, NY)
- … compliance processes, policies, and procedures to ensure adherence to regulatory requirements. Lead compliance -related projects and change initiatives ... completion, including cross-department coordination. Prepare presentations for business and compliance leadership. + ** Regulatory Analysis:** Research and… more
- JPMorgan Chase (Brooklyn, NY)
- …effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance + Lead and execute complex, cross-functional ... in risk management. As a Tech Risk & Controls Lead in Cybersecurity Technology & Controls, you will be...including policies and standards, risk and control assessments, and regulatory compliance + Proficiency in regulatory… more
- Meta (New York, NY)
- …technologies. We are seeking a highly skilled program manager to join our team and lead our regulatory compliance efforts in the integrity space. In this ... Regulatory Operations team works cross-functionally to achieve regulatory compliance and minimize risk to business...on Meta's policies, workflows, and community of users 2. Lead a large cross-functional team to coordinate responses to… more
- Mastercard (Harrison, NY)
- …activities, customers, transactions, and third-party relationships are assessed and monitored for regulatory compliance risks. * Lead design and ... compliance practices and standards. The VP will lead compliance strategy and oversight for Open...controls, including transaction monitoring and KYC processes. * Manage regulatory relationships and support audits, exams, and inquiries. *… more
- SMBC (New York, NY)
- …conduct incidents, events, and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to ... resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer preferred. BA/BS… more
- TD Bank (New York, NY)
- …across broker-dealers and swap dealers and draft relevant content + Act as a Compliance lead in relevant remediation projects, which will include: + conducting ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- City of New York (New York, NY)
- …Service Unit, that works closely with DV shelter providers to assist with regulatory compliance and access to training, resources and housing assistance, the ... assistance program requirements due to their transient housing situation. The DVS Regulatory Compliance Specialist would be responsible for leading domestic… more
- Citigroup (Getzville, NY)
- …teams both within- and outside of their direct control to ensure Citi's compliance with its regulatory demands, often with significant competing deliverables and ... Regulatory Operations Vice President (VP) will be responsible...+ Liaise closely with internal stakeholders, including Business, Legal, Compliance , Risk/Control, Operations & Technology, at all levels of… more