- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is...activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new … more
- PNC (New York, NY)
- …securitization transactions to ensure appropriate risk transparency, modeling integrity, and regulatory compliance . * Prudential Regulation Compliance : ... company's success. As a Capital and Transversal Risk Team Lead within PNC's Market Risk organization, you will be...preparation and analysis of detailed documents for validation and regulatory compliance . + Directs, motivates, develops and… more
- KeyBank (Amherst, NY)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both...Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing professionals… more
- Bank of America (New York, NY)
- … monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University ... non- compliance with applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the… more
- City National Bank (New York, NY)
- …tracking logs and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain appropriate work ... meetings to discuss testing and risk assessment results and lead line of business to remediation plans. * Works...Minimum 5 years' experience working with Federal and State compliance regulatory matters * Minimum 5 years'… more
- Cardinal Health (Albany, NY)
- …closure to improve the IT compliance posture. + Act as an "IT Compliance Lead " on programs/projects including M&A initiatives to direct processes and people ... within the organization develops, enhances, and maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual… more
- Mizuho Corporate Bank (New York, NY)
- …and the broader program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a liaison with ... reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements.As part of Mizuho Americas' ongoing efforts to building a more… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... across a global enterprise. This role is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy… more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more