- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Bassett Healthcare (Norwich, NY)
- …in accordance with standard operating procedure to support reimbursement and regulatory compliance and patient care. When Appropriate prior authorizations ... capture and data entry (such as MSPQ) necessary for regulatory agencies and compliance requirements is accurate...to be completed due to missing information that could lead to compliance or safety issues. +… more
- Ankura (New York, NY)
- … examinations. Once a company is licensed, Ankura can serve as the overall state regulatory manager in the US to ensure compliance with a myriad of state ... rules and regulations. Our compliance professionals can support all regulatory reporting...specialized state projects such as, transfers of control and regulatory remediation under the direction of project lead… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …team to ensure trials are conducted in compliance with GCP, regulatory requirements, and internal processes. + Lead and contribute to development ... individuals and teams can achieve unprecedented outcomes that ultimately lead to greater responsibility. **Pipeline** Since 2007, OPDC has dedicated… more
- State of New York Mortgage Agency (New York, NY)
- …a focus on LIHTC, HOME, HTF, Section 8, RAD, and Mitchell-Lama program compliance . + Review agency files, financial records, regulatory agreements, and ... + Serve as a resource to team members seeking clarification on legal, financial, or regulatory documentation relevant to asset performance and compliance . more
- Northwell Health (Melville, NY)
- …will be instrumental in ensuring exceptional patient satisfaction, operational efficiency, regulatory compliance , and the financial health of the organization ... assurance programs for patient interactions. Ensure strict adherence to all regulatory requirements, HIPAA, PCI compliance , and organizational policies related… more
- TD Bank (New York, NY)
- …but also with the other regions (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with NY Branch ... the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a...submission to FRB, US Treasury, BEA, etc. reporting. + Lead dialogue with FinOps business partners to understand changes… more
- The Estee Lauder Companies (New York, NY)
- …Communications, HR, and Corp Citizenship & Sustainability to manage securities law compliance Proxy Statement * Lead prep/filing of the annual proxy statement, ... regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, board-related expenditures… more
- Huntington National Bank (New York, NY)
- …regulations and Huntington's commitment to integrity. + Maintain expertise in Commercial Card compliance and related regulatory areas. + Act as the main contact ... for Regulatory , Internal Audit, and Compliance examinations related...testing procedures, ensuring clear documentation and actionable findings. + Lead investigations and root cause analysis for identified deficiencies,… more