- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...hire will be responsible for working with the team lead and key stakeholders to: maintain TDS' compliance… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- TD Bank (New York, NY)
- …assist the team by providing the Business areas with objective guidance on regulatory compliance controls, processes, and implementation of Compliance ... to their Compliance Management System programs. The Compliance Manager will lead important projects and...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- Rochester Regional Health (Rochester, NY)
- …with regulatory standards. + Lead quality coordination for regulatory visit compliance , quality standards, and preparations for audits and surveys. ... key quality and safety initiatives from the system. + Lead quality improvement teams using improvement science and provide...the business is excelling and where improvements are needed. Regulatory Compliance : + Partner with leadership to… more
- CBRE (New York, NY)
- …This position reports to the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a significant impact ... requirements, and industry guidelines. + Act as the primary expert on compliance and regulatory matters, providing strategic guidance to executive and… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... to use your experience and knowledge to take the lead on high-impact compliance initiatives at a...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- American Express (New York, NY)
- …superior customer service. Credit & Fraud Risk is looking for a Director, Compliance to lead a diverse team of high-performing professionals focused on ... business specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls,… more
- Wellington (New York, NY)
- …appropriate controls in alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate with EMEA and ... and maintaining team documentation practices + Participate in developing and conducting regulatory training + Support the firm's compliance policies and… more
- PVH Corp. (New York, NY)
- …Klein Performance. **The Position:** We are looking for an exceptional information security & compliance leader who will lead PVH's compliance globally. The ... cross-functional cybersecurity professionals to design, implement, and evolve a comprehensive compliance program that meets global regulatory requirements. +… more