- Neuberger Berman (New York, NY)
- …portfolio accounting and fund administration, counterparty risk, technology, and compliance . The candidate should be comfortable participating in meetings with ... of industry best practices and key events across several areas (eg regulatory , technology/systems, trading) while maintaining ownership of projects focused on the… more
- The Estee Lauder Companies (Long Island City, NY)
- …by monitor new package development projects to insure that brands are in compliance . Project Work + Assist senior developers with sustainable packaging projects and ... + Ensure that packages/components meet the needs of the Brand, Corporate, Regulatory and Environmental Legislation, and consumer safety. + With the assistance of… more
- Raymond James Financial, Inc. (New York, NY)
- …picture orientation. * Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. * Think independently in order ... an appreciable latitude for un-reviewed actions or decisions. Analysts may also lead multiple projects that have significant scope and impact. **Essential Duties and… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. **You Lead the Way. We've Got Your Back** Enterprise Data Management & Products (EDMP), a ... part of a team responsible for supporting activities for the day-to-day compliance with the Enterprise Data Management Operating Policy within your domains/business… more
- M&T Bank (Amherst, NY)
- …and highly visible projects at the Division level. **Primary Responsibilities:** + Lead calls, own projects and deliver results for off-shore initiatives with Bank ... potential off-shore opportunities. + Coordinate due diligence reviews with business, Compliance , privacy, Risk, and Audit. Assist with drafting contract items,… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... lower level analysts regarding financial and data analysis. + Act as a lead in managing Commercial Scorecard projects and initiatives under the guidance and… more
- Citigroup (Getzville, NY)
- …calculations ( **PSE, NSE,** RWA, Stress Losses, VaR and others). + Lead initiatives within businesses, function, and across the enterprise. Ability to communicate ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- City National Bank (New York, NY)
- … LEAD * WHAT IS THE OPPORTUNITY? The Residential Mortgage Analyst / QC Lead plays a critical role in ensuring compliance , risk mitigation, and operational ... underwriting and operations, handling lender self-reporting requirements, and coordinating regulatory audits and fraud reporting. The ideal candidate brings strong… more
- YAI (Byron, NY)
- …representative regarding individual progress as instructed by the Board Certified Behavior Analyst . + Serves as a back-up Lead Registered Behavior Technician ... and maintains all necessary trainings based on program and position to ensure compliance with YAI policies and licensing regulations and applies skills. + Reviews… more
- Guardian Life (New York, NY)
- …to financial services and insurance staying abreast of current and pending regulatory and compliance requirements + Ability to provide virtual leadership ... our team as a Vendor Assessment & Risk Controls Lead . This role will be responsible for ensuring delivery...This role will be responsible for ensuring delivery and compliance of Vendor Assessments and providing Issues Management guidance… more