- Fox Rothschild LLP (Charlotte, NC)
- **Description** As a member of the Information Services department, the Lead Analyst , Digital Data Governance & Compliance will drive and support our ... compliance of data assets across the organization. The Lead Analyst will serve as a subject...data mapping, eDiscovery, Litigation Hold, internal data collections, and regulatory compliance - acting as both a… more
- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the ... services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong interpersonal, analytical, and… more
- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Lead Analyst , Compliance EDD Operations within the CX ... * Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts… more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... reporting to multiple stakeholders, and manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of Coinbase's BSA/AML regulatory compliance policies and program including investigating automated alerts ... questions about process or procedure. Build strong relationships with Compliance partners and provide clear guidance to your team...* Coordinate with CX Programs to contribute to and lead projects to improve processes and procedures across TMS.… more
- TD Bank (Charlotte, NC)
- …to the Senior Manager, Global Regulatory Change & Library Governance, the Compliance Business Oversight Analyst will support the Global Regulatory ... complete. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk… more
- Prime Therapeutics (Raleigh, NC)
- …and drives every decision we make. **Job Posting Title** Sr. Compliance Analyst - Remote **Job Description** The Regulatory Inquiry & Complaints Senior ... Analyst assists in the implementation of Prime's compliance programs, may lead some initiatives within...that business operations are aligned with expectations of applicable regulatory guidance + Develop solutions to compliance … more
- Cognizant (Raleigh, NC)
- About the role As a Risk and Compliance Analyst , you will monitor regulatory adherence and operational risks by analyzing data, conducting audits, and ... adjustments. Manage and coordinate telecom compliance audits, regulatory filings, and reporting. Lead the procurement... Lead the procurement of telecom resources, ensuring regulatory compliance and vendor management. Oversee data… more
- TD Bank (Charlotte, NC)
- …**Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... ethics and compliance across the organization to manage and mitigate regulatory compliance and conduct risks;** + **Contribute to growth, innovation and… more
- Prime Therapeutics (Raleigh, NC)
- …our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight) - Remote **Job Description** The ... Senior Compliance Analyst assists in the implementation of...Compliance Risk Assessment, and conducting new and ongoing compliance oversight activities to ensure alignment with regulatory… more