- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... markets subject matter expertise to solve enterprise data issues. The CIB Senior Lead Data Management Analyst will work collaboratively with members of various… more
- Guardian Life (Raleigh, NC)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will… more
- CH Robinson (Charlotte, NC)
- CH Robinson is looking to fill an Compliance Analyst position for their Import Compliance team. In this role you will be responsible for auditing and ... teamwork and autonomy. **RESPONSIBILITIES** + Conduct branch customs audits to ensure compliance with corporate, VIP, and regulatory standards + Manage entry… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Retail Investment Research Analyst as...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Eaton Corporation (Raleigh, NC)
- Eaton's Corporate Sector division is currently seeking a Lead Analyst - IAM. This role must sit out of one of our offices within the US. Preferred locations are ... integrations and Privileged Access Management best practices. **Job Responsibilities** * Lead the deployment of IGA solutions using Saviynt EIC, ensuring alignment… more
- Citigroup (Raleigh, NC)
- The Infrastructure Technology Lead Analyst responsible for the installation, configuration and support of Citi's IBM iSeries high-availability platform. ... documents and update processes and procedures as necessary + Ensure ongoing compliance with regulatory requirements + Perform impact analysis, solve/work high… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key ... role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging...with management to identify and mitigate financial, reputational, and regulatory risks. The analyst also contributes to… more
- Citigroup (Charlotte, NC)
- …group and supports a full spectrum of activities including analytics, regulatory submissions, planning processes, governance, and process improvements. One of the ... activities. **Key Responsibilities** **Strategic Initiatives & Process Enhancement:** + Lead and drive initiatives to enhance methodologies, processes, and… more
- Prime Therapeutics (Raleigh, NC)
- …healthcare experience with understanding of Medicare, Medicaid, the Exchanges along with regulatory compliance requirements (HIPAA and/or PCI) + Understanding of ... and assumptions to define additional resource needs; collaborate with Business Systems Analyst Resource Lead or Resource Manager to determine work assignments… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...2LoD reviews and provide timely responses to findings * Lead calibrations & office hours supporting other QA analysts… more
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