- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Director of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of managers ... who oversee Quality Assurance (QA) and Quality Control (QC) professionals reviewing and challenging work products related to AML, anti-fraud, and economic sanctions… more
- Citigroup (Tampa, FL)
- …updated on regulatory changes and industry best practices related to control management and ensure the controls program aligns with these standards. + Support ... standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control -related functions in the… more
- Citigroup (Tampa, FL)
- …Citi's risk , compliance, and ethical standards, fostering a strong control culture and holding teams accountable. **Qualifications:** + 8+ years of experience ... The Business Lead Analyst you will play a pivotal role...of delivering timely compliance and quality assurance in a regulatory or risk management environment within the… more
- Citigroup (Tampa, FL)
- …and regulations. Identify, evaluate, and contribute to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM & ... Citibank, NA seeks a Senior Lead Counsel I - Product for its Tampa,...regulatory compliance and documentation standards; Legal and transactional risk analyses; Digitalization and standardization of documenting processes; Must… more
- Citigroup (Tampa, FL)
- …to the Independent Risk organization with a focus on governance, control effectiveness, regulatory engagement, risk communications, financial performance ... within Citi's Chief Risk Officer. + Maintain and update Expense guidelines for Risk aligned to Citi's expense policy. + Lead all policy exceptions requests… more
- TD Bank (Fort Lauderdale, FL)
- …issues, trends, and evolving regulatory requirements + Maintains a culture of risk management and control , supported by effective processes in alignment with ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime ...but may provide informal guidance to others + May lead small projects and/or support workstreams of a bigger… more
- Citigroup (Jacksonville, FL)
- …issue quality metrics for visibility on control gaps, Issues quality control processes, risk highlights, and escalating concerns. + Provide challenge ... these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control -related functions in the… more
- MUFG (Tampa, FL)
- …team will provide more details. **Job Summary** The Database Security Engineer Lead is responsible for implementing and maintaining security systems that provide ... professionals to provide guidance and support to operational, business and regulatory teams and will perform expert level database security incident response… more
- Wells Fargo (Fort Lauderdale, FL)
- …when needed, and identifying and recommending opportunities for process improvements and risk control enhancements; serve as a mentor for less experienced ... **About this role:** Wells Fargo is seeking a Lead Commercial Banking Relationship to join our team...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Wells Fargo (Miami, FL)
- …Strategically engage with all levels across the enterprise to improve processes and risk control , resolve client issues while achieving Wells Fargo's business ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more