- TD Bank (New York, NY)
- …balance sheet and forecasts, cash flow output, capital and liquidity reporting, risk models, etc.)** ** Regulatory reporting constructs** **Nice to have: Python, ... Risk , Senior ALM or FTP roles, Capital Planning Lead , etc. + **Background in one or more related...control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on… more
- American Express (New York, NY)
- …the design and operating effectiveness of cybersecurity controls, including testing control effectiveness with analytics-based testing + Analyze regulatory and ... audit universe to ensure audit coverage evolves with the risk environment + Occasionally lead a team...components, solve them using data analysis, process knowledge and risk / control knowledge, and communicate results and … more
- American Express (New York, NY)
- …role is responsible for leading transformational efforts to elevate our controls and risk management for regulatory high- risk reports on critical enterprise ... decisions. **Responsibilities include, but are not limited to:** + Lead and be the US regulatory reporting...change. + Experience eliciting and documenting technical business transformation, risk and control requirements via the creation… more
- Wells Fargo (New York, NY)
- …other communications as well as regulatory filings. + Maintain a robust control environment assuring an understanding of risk and mitigates. + **Leadership & ... the investment product roadmap aligned with WIM strategy. + Lead the design and launch of new investment products...subject matter expert for internal and external stakeholders. + ** Regulatory & Risk Oversight** + Ensure all… more
- TD Bank (New York, NY)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Coinbase (Albany, NY)
- …is to objectively evaluate and audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit ... to enhance effectiveness and efficiency across all audit activities. * *Strategic Risk Assessment Integration:* Lead and direct the annual and semiannual… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... through concise and clear messaging; ability to influence and lead at a senior level + Ability to work...and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies ... brings curiosity, critical thinking, and a collaborative approach to risk oversight. In this role, you'll lead ...such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements,… more
- Citigroup (New York, NY)
- …internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales...+ Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm, regulatory… more
- TD Bank (New York, NY)
- …process skills. Ability to analyze complex organizational and process issues to isolate regulatory risk exposure. + Demonstrated ability to develop and maintain ... and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more