- KeyBank (Amherst, NY)
- …operations, and risk management strategies with respect to applicable OCC regulatory expectations and pertinent regulations (eg - 12 CFR 9) required to ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance ... culture within Compliance and across the enterprise. + With business and other Risk partners promote a strong governance & control environment with periodic… more
- Quantexa (New York, NY)
- …is essential to provide a strong foundation for understanding the technical and regulatory complexities of the role. . Governance, Risk , and Compliance ... to joining to immediately contribute to the maturity of our Governance, Risk , and Compliance (GRC) function. This role demands a proactive, detail-oriented, and… more
- American Express (New York, NY)
- …learning programs and processes to ensure alignment with organizational goals, regulatory requirements, and risk management standards. This role drives ... that work with regulators including but not limited to risk , compliance, and legal, to lead response,...perspective + Manage end-to-end process governance and reporting related regulatory , risk , and compliance learning, Regulatory… more
- TD Bank (New York, NY)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends ... control functions to ensure alignment with enterprise and/or regulatory requirements + Leads or contributes to cross-functional/enterprise initiatives as an… more
- KeyBank (NY)
- …of the Financial Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. ... the enterprise AML/OFAC Risk Assessments and the Risk and Control Self-Assessment (RCSA). Work with...risk mitigation. + Research and analyze emerging risks, regulatory focus, and industry-related enforcement actions, in addition to… more
- TD Bank (New York, NY)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- American Express (New York, NY)
- …of a centralized data control inventory ensuring alignment with internal policies, regulatory expectations, and risk appetite + Work closely with the product ... **Description** **You Lead the Way. We've Got Your Back** **,**...implement effective data controls (preventative and detective), leveraging enterprise risk and control frameworks such as … more
- American Express (New York, NY)
- … risk related to various enterprise frameworks such as New Product Approval, Regulatory Change Management, Risk and Control Self-Assessment and Issue & ... procedures. + Coordinate with Enterprise Control Management on guidance for control design activities that require compliance risk mitigation elements +… more
- TD Bank (New York, NY)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more