- MUFG (New York, NY)
- …to + Propose applicable updates to policies and procedures + Lead risk assessments, identify issues and/or control gaps, analyze gaps, document and report ... the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are being adhered...processes, systems issues and enhancements to the program + Lead risk assessments, review and challenge assessments… more
- American Express (New York, NY)
- …the enterprise data control inventory to align with industry best practices, regulatory requirements and the company's risk appetite. + Define and deliver ... security of our valuable data assets. **Primary Responsibilities:** + Lead and develop a team of data control...control managers and analysts to identify and document control gaps mitigating data risk + Design,… more
- SMBC (New York, NY)
- …to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination and execution of remediation ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery… more
- Wolters Kluwer (New York, NY)
- … risk assessment templates, exceptions, escalation memos) aligned to regulatory and organizational standards. + Oversee creation and institutionalization of SOPs, ... use cases, leading cross-functional discussions with conviction, and translating regulatory and ethical requirements into structured, scalable governance solutions.… more
- TD Bank (New York, NY)
- …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** ... support of systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk -based financial analysis. . Drive initiatives for… more
- TD Bank (New York, NY)
- …of risk management and control , supported by effective processes in alignment with risk appetite + May lead work streams by acting as a project lead ... the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a...reporting. In addition, by its nature as a primary control and support group in the region, TDS Finance… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the ... in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global Systemically Important Bank… more
- American Express (New York, NY)
- …this** **leader's team** **will include** **:** + Lead and implement key risk and control initiatives across the Consumer Banking business, driving effective ... Exams across Consumer Deposit Products + Partner closely with Control Management, Compliance, GCO and Risk partners... adherence) + Drive consistent use of the enterprise risk governance by communicating updates and integrating regulatory… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... or services + Act as a technical expert / lead integrating cross-function understanding within their own field of...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Guardian Life (New York, NY)
- …& Compliance** + Ensure IAM controls meet internal audit, SOX, NYDFS, MAR and regulatory requirements. + Collaborate with IT Risk , Internal Audit, and Compliance ... to maintain a strong control environment. + Lead IAM-related incident response...ID, Okta, ISAM, ISIM, LDAP). + Strong grasp of regulatory frameworks (eg, SOX, SOC2) and IAM control… more