- HSBC (New York, NY)
- …other relevant regulatory requirements + Develop and oversee the implementation of risk control measures and procedures + Adhere to processes and controls to ... of the end-to-end derivatives process eg Operations, Legal, Compliance, Risk , etc + Lead , mentor, and develop...control issues and reputation risks + Leadership on regulatory and compliance matters For this role, HSBC targets… more
- Citigroup (New York, NY)
- …and existing laws that impact the geography + Actively participate in various risk review and control forums while demonstrating keen awareness of issues ... The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and...evaluate, and contribute to the appropriate management of legal, regulatory , and reputational risk by collaborating with… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
- Citigroup (New York, NY)
- …reducing processing and payment risk . + Evaluate then evolve existing Control environment, Regulatory filing & Monitoring Capabilities + Active engagement ... 45 employees, overseeing day-to-day operational activity, and maintaining a strong focus on risk & control and client service. Both ECM and DCM businesses… more
- Coinbase (Albany, NY)
- …Lead IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * ... stakeholder teams including Security, Engineering, Technology Governance, IT, and Operational Risk to support technology requirements and ensure control … more
- Capgemini (New York, NY)
- …enhance control , streamline incident response, and adapt to evolving regulatory landscapes. + Oversee Third Party Risk Management initiatives, implementing ... the stability and continuity of financial institutions. You'll translate complex regulatory requirements into practical strategies, lead the delivery of… more
- American Express (New York, NY)
- …Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and ... organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve providing leadership,… more
- JPMorgan Chase (New York, NY)
- …Cybersecurity, Technology, Risk Management & Compliance, Legal, Human Resources, and Regulatory Affairs, as well as external partners, you'll play a key role in ... execution of large-scale initiatives. + Extensive knowledge of governance and risk management frameworks, including evaluating control environments and… more
- Wells Fargo (New York, NY)
- …business objectives and strategy. + Engage and influence WIM Banking business leaders, control management, risk , legal, and audit partners to successfully ensure ... services to WIM Clients. The Head of Banking will lead a team of Bankers / Banking specialists responsible...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more