- TD Bank (New York, NY)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... + Maintains a culture of risk management and control , supported by effective...qualified workforce to innovate and maximize individual strengths to lead to a better business outcome + Enables colleague… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- KeyBank (NY)
- …sufficiently address findings/issues to prevent ongoing systemic issues. + Participate in or lead various projects related to mitigating risk to Key. **REQUIRED ... a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense CRM function,… more
- System One (Tarrytown, NY)
- …issues and information gaps and support resolution of any identified issues + Lead the enhancement of Quality Control process for Aggregate Reports This ... PBRERs, DSURs, RMPs, and other ICH-compliant safety reports. + Familiarity with regulatory safety reporting guidelines (eg, EMA, FDA, ICH E2E). + Demonstrated… more
- MUFG (New York, NY)
- …a member of the Global Sanctions Compliance Department (GSCD), this individual will lead in the continuous enhancement and oversight of the Bank's Global Sanctions ... execution of day-to-day activities relating to sanctions advisory, program and regulatory change management matters across MUFG Bank globally. The GSCD Program… more
- M&T Bank (Buffalo, NY)
- …recommendations to Senior Management as necessary. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards ... creation and maintenance of statistical models. Support Senior Analysts, Risk Modelers and Credit Risk Management in...regarding financial and data analysis. + Act as a lead in managing Commercial Scorecard projects and initiatives under… more
- Deloitte (Rochester, NY)
- AML Project Delivery Specialist -Project Delivery Specialist - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who ... deficits in quality, and driving operational outcomes The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a...management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS… more
- Mizuho Corporate Bank (New York, NY)
- …implement efficiencies and automation using data analytics.Collaborate with other corporate risk and control functions to ensure activities are ... Job Description Under the direction of the Director or lead auditor, assist in the timely execution of audit...internal audit principles, practices and techniques, the concepts of risk , risk management, internal control … more