- City National Bank (New York, NY)
- …stakeholders and business needs. * Lead the oversight of T&I regulatory remediation efforts, fostering a risk -aware culture across the organization. * ... STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function...8+ years leading enterprise risk programs, including regulatory interactions, governance frameworks, and IT control … more
- Citigroup (New York, NY)
- …+ Attract and retain top talent, building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including ... Assess, support, review, challenge MCA as delegate to Key Risk Owner and Control Owners + Drive...regulators, community and advocacy groups, and industry/trade associations. + Lead significant Investment control related regulatory… more
- American Express (New York, NY)
- …are met (eg, periodic RCSA reviews and update assessment criteria to align with regulatory updates) * Lead control monitoring (supplemental to BU process ... manages bank partnerships globally. The objective of the GMNS Control Management Risk ID and Assessment team...risk . GMNS is looking for a Director of Risk ID and Assessment to lead a… more
- TD Bank (New York, NY)
- …+ Ensures employees are knowledgeable and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... governance activities and committees for fraud, insider and conduct risk , as well as audit and regulatory ...a team in the future. The incumbent will also lead partnerships with key business and risk … more
- City National Bank (New York, NY)
- … risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... business or corporate unit(s), related to Payment Systems, including Risk and Control Assessments, Control ...to details in identifying, aggregating, and communicating issues and control gaps to appropriate stakeholders * Lead … more
- TD Bank (New York, NY)
- …TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and ... financial crime risk . This involves providing guidance on regulatory compliance, close partnership with business and legal, and operationalizing requirements… more
- TD Bank (New York, NY)
- …line of defense to ensure proper oversight and strategic assessment of the governance, control , and operational risk structure._ The Group Risk Specialist ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- Scotiabank (New York, NY)
- …client relationships and leverage broader Bank relationships, systems, and knowledge; + Lead self-identification of control gap activities / potential risks ... support from Product Owners and Functions. Require ongoing tracking and monitoring. + Lead governance forums with risk groups, business and internal controls to… more
- Citigroup (New York, NY)
- …for a team responsible for internal and external communications and reporting, meeting risk and control requirements and oversee content and preparation for ... Maintains a content library, so that messaging can be applied consistently across regulatory documents; manage ongoing updates and version control . . Proactively… more
- JPMorgan Chase (New York, NY)
- …closed-end funds in alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of ... oversight and material issues. + Collaborate with legal, product, risk , and operations teams to resolve complex regulatory...(eg, Deputy CCO, CCO, or control function lead ). + Proven ability to communicate complex regulatory… more