- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- American Express (New York, NY)
- …in this role?** We are seeking an experienced and strategic Vice President of Compliance Risk Assessment to lead and manage the compliance risk assessment ... risk assessment governance framework is robust, aligned with regulatory requirements, and effectively manages compliance risks across our firm, including… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- Capgemini (New York, NY)
- …**Banking** team focused on **Finance, Risk & Compliance** , you will lead transformation programs that strengthen governance, control , and risk ... + Lead strategic client engagements across finance, risk , and compliance, translating complex regulatory requirements...process automation and resiliency. + Design and implement enterprise-wide risk and control frameworks, with a focus… more
- American Express (New York, NY)
- …and ensure the company operates in a safe and sound manner within global regulatory expectations. The Information Security Risk Director is a leadership position ... within GRC's Cybersecurity, Technology, and Resiliency Risk Oversight (CTRRO) team. The Director will ...apply thought leadership, best practices, and emerging trends + Lead gap assessments per laws, regulations, and regulatory… more
- Broadview FCU (Albany, NY)
- …to proactively monitor and help manage enterprise risks. + Implement and support risk control self-assessment (RCSA) processes to evaluate the effectiveness of ... risk management policies and strategies are consistent with regulatory guidance. Essential Job Functions/Responsibilities: General + Delivers leadership and… more
- SMBC (New York, NY)
- …Coordination Team Lead and the Head of Market and Liquidity Risk . **Key Responsibilities:** **Oversight and Regulatory Engagement:** - Assist with ... and relationship-building skills with internal departments, affiliates, Head Office, and regulatory bodies. - Collaborate effectively with internal risk … more
- Citizens (New York, NY)
- …embedded banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness. This ... through automation and or Artificial Intelligence (AI). You will lead change control efforts to ensure impacts...have transparency to the embedded banking program and corresponding risk and control inventory, inclusive of providing… more
- American Express (New York, NY)
- …effectively implemented and aligned to regulatory expectations and internal risk governance standards. **Key Responsibilities:** + Lead the design, ... services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. + Experience designing or… more
- American Express (New York, NY)
- …with legal and regulatory requirements and supervisory expectations. + Lead independent risk assessments and challenge the design and effectiveness ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more