- TD Bank (New York, NY)
- …**Line of Business:** Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and Control ** **manages the development and monitors ... the enterprise risk governance frameworks. The Senior Risk Analyst Governance and Control also plays a key role in development and support of a policy… more
- M&T Bank (Buffalo, NY)
- …and expectations. The Audit Manager will be responsible for overseeing ongoing risk assessment, control identification, audit execution and continuous auditing ... and ensuring their coverage as appropriate. + Consult with business stakeholders regarding risk and control matters. This includes proposing solutions to audit… more
- KeyBank (NY)
- …for discouraging actions that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that exceed desired ... providing highly specialized guidance and oversight on current and emerging legal, regulatory , and operational risk issues, monitoring and measuring operational … more
- NBC Universal (New York, NY)
- …as required Policies & Procedures + Ensure that the risk , compliance, and control framework is updated to reflect external regulatory and fiscal changes as ... Design + Support the design and maintenance of a risk , compliance, and control framework which includes...a matrixed and decentralized operating model + Ability to lead / participate in a hybrid function or team… more
- TD Bank (New York, NY)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- American Express (New York, NY)
- …to enable effective risk management and decision making in the BU + Lead risk and controls governance forums for GMNS, interfacing with org-wide governance ... Risk Management + Establish processes to ensure and monitor the integration of regulatory changes & updates into the Operational Risk framework and training… more
- M&T Bank (Buffalo, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... and what is required. + Direct participation in specific regulatory inquiries, examinations and ongoing periodic status updates. Serve...to a function or domain such as Certified in Risk and Information Systems Control (CRISC(R)), Certified… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight ... and restrictions related to customers identified as posing increased financial crime risk , in compliance with the bank's Customer Exit Standard. The team is… more
- Citigroup (Getzville, NY)
- …also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control . **Responsibilities:** + Lead teammates and work cohesively with peers ... The Regulatory Reporting role is a senior analyst position...responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection… more
- American Express (New York, NY)
- …Approval (NPA) process + Assist with control design activities led by Control Management, advising on compliance risk mitigation elements + Coordinate with ... organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with… more