- TD Bank (Charlotte, NC)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Coinbase (Raleigh, NC)
- …is to objectively evaluate and audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit ... to enhance effectiveness and efficiency across all audit activities. * *Strategic Risk Assessment Integration:* Lead and direct the annual and semiannual… more
- TD Bank (Charlotte, NC)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... through concise and clear messaging; ability to influence and lead at a senior level + Ability to work...and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy… more
- First Horizon Bank (Charlotte, NC)
- … regulatory compliance, organization, policy, and technology; + evaluate control design adequacy in complex business processes, + perform and/or supervise ... management; + provide critical assurance and advisory services on the governance, risk management, and control frameworks surrounding Treasury and Financial … more
- USAA (Charlotte, NC)
- …especially in high risk and regulated roles, are aligned to the control environment, organizational standards and regulatory frameworks. The primary goal of ... that enable a strong risk culture, ensure regulatory compliance, and embed control -oriented practices across...lead cross-functional initiatives with complex dependencies across Legal, Risk , HR and the business. + You bring a… more
- TD Bank (Charlotte, NC)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends ... control functions to ensure alignment with enterprise and/or regulatory requirements + Leads or contributes to cross-functional/enterprise initiatives as an… more
- TD Bank (Charlotte, NC)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- Vanguard (Charlotte, NC)
- …Develop and maintain knowledge and awareness of the wealth and investment industry, risk and control practices, and regulatory and/or policy changes. ... processes. Communicated observations and work with business management on risk management strategies. + Control Design and...in risk management. + Proven experience in risk management, controls internal auditing, or regulatory … more
- Wells Fargo (Charlotte, NC)
- … regulatory guidance and translating into deliverables + Experience with governance and control requirements for regulatory and risk reporting + Ability ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Truist (Greenville, NC)
- …TILA/RESPA Integrated Disclosures, Home Mortgage Disclosure Act, Loan Quality, Key Risk Indicators and Control Gaps/Failures. The team drives accurate ... within REL operate with adequate adherence and remediation to risk management policies and processes. * Lead ...and GCO regarding activities, trends, and events pertaining to Risk , Regulatory , Audit, Compliance and Loan Review… more