- TD Bank (Charlotte, NC)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- IQVIA (Durham, NC)
- …risks. - Anticipate risks to avert the need for study-level escalations, support lead in implementing risk mitigation actions. **Lock and Unblinding Process:** - ... clinical and drug development experts. - Experience in serving as statistical lead for regulatory submissions, including preparation of submission datasets, eCTD… more
- American Express (Charlotte, NC)
- …this** **leader's team** **will include** **:** + Lead and implement key risk and control initiatives across the Consumer Banking business, driving effective ... Exams across Consumer Deposit Products + Partner closely with Control Management, Compliance, GCO and Risk partners... adherence) + Drive consistent use of the enterprise risk governance by communicating updates and integrating regulatory… more
- TD Bank (Charlotte, NC)
- …corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... or services + Act as a technical expert / lead integrating cross-function understanding within their own field of...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Equitable (Charlotte, NC)
- …from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and risk typology ... Enhanced Due Diligence Manager ("EDD Manager") will support the maintenance and control design strategy of the Sanctions, Anti-Money Laundering and Enhanced Due… more
- USAA (Charlotte, NC)
- …to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for ... Management processes and procedures. + Ensures objectives align with operational process, regulatory , risk and compliance goals to effectively contribute to the… more
- PNC (Charlotte, NC)
- …Audit Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Audit ... seeking an energetic, initiative-taking Audit Manager Sr with Audit and/or Risk Management experience, to join Internal Audit's Professional Practices team (Audit… more
- Amentum (Raleigh, NC)
- …cybersecurity threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments & Adherence Support:** Lead or participate in internal ... Reporting & Metrics:** Maintain comprehensive documentation related to ISMS, including control procedures, risk assessments, audit results, and adherence… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Senior Lead CIB Business Manager in Corporate Investment Banking (CIB) as part of The Chief Operating Officer (COO)… more
- Bank of America (Charlotte, NC)
- … assessments and issue management + Serve as subject matter expert for and/or lead risk -based and regulatory examinations + Perform transactional testing of ... work product of new or junior team members.Establishes working relationships with relevant Risk and regulatory partners to facilitate ongoing dialogue of key… more