- American Express (Charlotte, NC)
- …in this role?** We are seeking an experienced and strategic Vice President of Compliance Risk Assessment to lead and manage the compliance risk assessment ... risk assessment governance framework is robust, aligned with regulatory requirements, and effectively manages compliance risks across our firm, including… more
- TD Bank (Charlotte, NC)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- Truist (Charlotte, NC)
- …and other governance related activities. 3. Lead the business and risk advisors in regulatory interactions through routine continuous monitoring activity or ... regulatory interaction for business unit in partnership with risk advisors and the business owners. **LOCATION:** Please note...Control & Change Office to drive consistency in risk execution within business unit. 6. Lead … more
- Truist (Charlotte, NC)
- …and other governance related activities. + Lead the business and risk advisors in regulatory interactions through routine continuous monitoring activity or ... regulatory interaction for business unit in partnership with risk advisors and the business owners. **Job Description** ESSENTIAL...Control & Change Office to drive consistency in risk execution within business unit. + Lead … more
- Lilly (Durham, NC)
- …to regulatory , industry and company expectations. + Provide governance, lead the implementations of improvement initiatives and foster a robust compliance ... / external environments and advocate / influence quality related policies and regulatory requirements related to Quality Risk Management. + Own the global… more
- Citizens (Charlotte, NC)
- …embedded banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness. This ... through automation and or Artificial Intelligence (AI). You will lead change control efforts to ensure impacts...have transparency to the embedded banking program and corresponding risk and control inventory, inclusive of providing… more
- American Express (Charlotte, NC)
- …effectively implemented and aligned to regulatory expectations and internal risk governance standards. **Key Responsibilities:** + Lead the design, ... services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. + Experience designing or… more
- American Express (Charlotte, NC)
- …with legal and regulatory requirements and supervisory expectations. + Lead independent risk assessments and challenge the design and effectiveness ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- TD Bank (Charlotte, NC)
- …and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional ... for others + Leads projects of moderately to complex risk and resource requirements; may lead end-to-end...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Ally (Raleigh, NC)
- …seeking a Director on the CFO Group Business Line Risk Testing team to lead the Technology Control Testing program. As part of the CFO Group Business Line ... expertise in the Risk Management Framework including Risk and Control Self Assessments, and Key...research and benchmarking to enhance, update and maintain sound Risk Management practices in alignment with regulatory … more