- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... infrastructure (eg, case management system) to optimize the efficiency and accuracy of analyst alert reviews. + Lead Quality Assurance reviews and drive… more
- S&P Global (New York, NY)
- …You will also develop a broad knowledge and skill set in managing risk and controls. **Responsibilities** ** Lead the oversight of SPGI Digital Solutions ... with Digital Solutions, including Service Level Agreements. + Oversee the Affiliate Risk Assessment, including the Vendor Compliance Controls Assessment and… more
- Wells Fargo (New York, NY)
- …from a manager + Exercise independent judgment around function, policies, procedures, compliance , and risk management requirements for the Securities Sales area ... **About this role:** Wells Fargo is seeking a Senior Lead Securities Sales Specialist to join our Private Client...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- M&T Bank (Buffalo, NY)
- …across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit objectives + Lead and coordinate ... Corporate Treasury that directs the strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet… more
- M&T Bank (New York, NY)
- …across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit objectives + Lead and coordinate ... execute and communicate strategies that achieve management's objectives for risk appetite and balance sheet management positioning. Performs advanced research,… more
- M&T Bank (Buffalo, NY)
- …+ Refine testing methodologies for vulnerability scanning to provide comprehensive risk -based view of potential vulnerabilities and may lead implementation ... new methodologies within team. + Create configuration scanning plans that ensure compliance with internal policies and best practices; lead configuration… more
- TD Bank (New York, NY)
- …Manager/Director, Head of Liquidity Risk , Senior ALM or FTP roles, Capital Planning Lead , etc. + **Background in one or more related functions** : + Finance / ... optimize the balance sheet and to ensure capital allocation, liquidity, and risk management frameworks are aligned with corporate goals and regulatory requirements.… more
- M&T Bank (New York, NY)
- …adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance Present analysis or address questions during ... Credit Senior Associate plays a pivotal role in assessing and managing credit risk for commercial clients at M&T Bank. This position involves analyzing financial… more
- City of New York (New York, NY)
- …for maintaining agency-wide environmental and occupational health and safety compliance . Within OEHS, the Environmental Health and Safety (EHS) Performance ... and providing support to BWS' Process Safety Management and Risk Management programs. The PMSP section also oversees strategic...fill the position of EHS Management Systems (MS) Data Analyst within the PMSP section of OEHS, located in… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE ... of the Office of Audit and Quality Assurance (OAQA), Office of Compliance & Support (OAS), Investigation, Revenue and Enforcement Administration (IREA), Office of… more