- Marex (New York, NY)
- …and related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of ... operational risk trends. + Risk Reporting : Preparing and presenting detailed risk reports / dashboards...Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. +… more
- UIC Government Services and the Bowhead Family of Companies (Albany, NY)
- …CORs/ACORs, ensuring contract compliance, responsiveness, and professional engagement + Lead and manage supervisory staff and frontline employees, enforcing ... support repair, transportation, and logistics requirements + Monitor contract deliverables, reporting requirements, and metrics to ensure timeliness and quality +… more
- Deloitte (New York, NY)
- …challenges and manage day-to-day client and internal relationships. + Lead engagement planning and budgeting, including deliverable structuring, economic modeling, ... accounting data models and rules engines for high-quality, accessible financial information. + Lead efforts to map and transition existing finance data models to new… more
- Grant Thornton (New York, NY)
- …related license/certification preferred + Strong current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions ... you achieve more, confidently. Your day-to-day may include: + Lead buy-side and sell-side transactions for our client base...+ Serve as the day-to-day point person on engagements; lead meetings and calls with clients and target management… more
- Coinbase (Albany, NY)
- …Institutional Prime Brokerage division, from new product design through to financial reporting . * *Serve as the lead technical accounting subject matter ... architecture for our most complex institutional products. You will be the lead subject matter expert, partnering directly with product, engineering, and legal… more
- Norstella (Albany, NY)
- …to ensure Norstella's research products remain best-in-class. **Responsibilities:** + Lead advanced therapeutic research and industry trend analysis, including ... and feature development + Establish and coach teams on quality frameworks, lead QA calibrations and audits, and promote process automation and operational efficiency… more
- Scotiabank (New York, NY)
- …and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify potential market abuse and ... in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing...related to market abuse and conduct (eg FINRA, CFTC, SEC , FCA) + Strong analytical skills with a proven… more
- Western Digital (Albany, NY)
- …WD's technology landscape. ESSENTIAL DUTIES AND RESPONSIBILITIES Audit Planning & Execution + Lead the planning, execution, and reporting of IT audit engagements ... related to technology, cybersecurity, IT governance, and systems implementation. Reporting to the Senior Director, IT Audit, this role...+ Stay informed on evolving IT regulations (eg, PCAOB, SEC , data privacy, etc.) and industry trends to enhance… more
- Ankura (New York, NY)
- …PE and Corporate clients with accounting advisory solutions for complex SEC reporting , purchase accounting, financial restatements, material weakness ... Establish a finance organization that quickly and accurately produces financial reporting + Transactions - Successfully execute transactions and events, including… more
- Raymond James Financial, Inc. (New York, NY)
- …policies, and procedures to ensure adherence to regulatory requirements. Lead compliance-related projects and change initiatives from inception through completion, ... necessary changes. + **Operational Review:** Ensure compliance with regulatory reporting requirements, trade confirmations and other operations/ middle office… more
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