- MTA (New York, NY)
- …for all investor and rating agency communications, disclosure requirements, financial reporting and Board communications on financial activities. This position works ... fund the local portion of the MTA's approved and contemplated capital plans. + Lead a team comprised of internal and external resources to create debt strategies and… more
- Corning Incorporated (Corning, NY)
- …competitiveness, and employee engagement. **Key Responsibilities** **Program Management:** + Lead the administration and strategic oversight of equity compensation ... programs, including shareholder approval, shares tracking, and compliance reporting . + Partner with vendors to ensure smooth program execution, negotiate contracts,… more
- Capgemini (New York, NY)
- …with enterprise architecture, data privacy, and cybersecurity standards. Agile Governance:** Lead Agile ceremonies, manage backlogs, and ensure sprint goals are met ... improvements in client satisfaction, engagement, and adoption. Metrics & Reporting :** Define KPIs, track program health, and present executive-level updates… more
- TD Bank (New York, NY)
- …**Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the ... Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies.… more
- MetLife (New York, NY)
- …GTO strategy -- Business Units, Global Operations, Application Development, Info Sec , Data and Analytics and Infrastructure. Key Responsibilities: Data Architecture ... data architecture across the enterprise . Governance & Compliance * Lead data governance efforts-metadata management, data quality, classification, lineage, and… more
- Guardian Life (Albany, NY)
- …FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the ... Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a...restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst, you will report… more
- Guardian Life (New York, NY)
- …help identify and improve Compliance operational efficiencies. + Participate and help lead data analytic initiatives and thinking to improve the overall compliance ... **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a familiarity of state insurance… more