- Marex (New York, NY)
- …and related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of ... operational risk trends. + Risk Reporting : Preparing and presenting detailed risk reports / dashboards...Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. +… more
- Citigroup (New York, NY)
- …and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and global ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + Expertise of Compliance… more
- University of Rochester (Rochester, NY)
- …a large part in day-to-day activities as well as annual department wide reviews/ reporting on hardware end of life cycle replacement budgeting. There will also be ... rotation (~ Every 4 Weeks). + Acts as our Lead Website Content Manager, including working with Web Services,...There will be direct responsibility for asset management, documentation, reporting and hardware end of life rotation based on… more
- Tradeweb (New York, NY)
- …+ Forecasting, Planning & Analysis + Treasury + Accounts Payable/Procurement + Revenue Reporting + SEC Reporting **About Tradeweb Markets** Tradeweb is ... innovating ever since. Come join our team and find out what it means to lead the way into the future of electronic trading. Collaborate with our creative thinkers… more
- TD Bank (New York, NY)
- …ensure TDS meets regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance ... issues and help implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade… more
- Ankura (New York, NY)
- …PE and Corporate clients with accounting advisory solutions for complex SEC reporting , purchase accounting, financial restatements, material weakness ... Establish a finance organization that quickly and accurately produces financial reporting + Transactions - Successfully execute transactions and events, including… more
- Citigroup (New York, NY)
- …of and comfort with providing Compliance guidance in relation to applicable FINRA and SEC rules including REG SHO, 5320, Reg M. + Providing compliance coverage and ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + Highly motivated, strong… more
- MTA (New York, NY)
- …for all investor and rating agency communications, disclosure requirements, financial reporting and Board communications on financial activities. This position works ... fund the local portion of the MTA's approved and contemplated capital plans. + Lead a team comprised of internal and external resources to create debt strategies and… more
- Grant Thornton (New York, NY)
- …or transaction advisory services. + Strong current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions. + ... the identification of key risks and business drivers. + Lead analysis on key operational data, net working capital,...data, net working capital, debt, and debt-like items. + Lead initial drafts of reports (including Quality of Earnings… more
- Ankura (NY)
- …Ankura Senior Managing Directors and clients with communications with the PCAOB, SEC , or other regulators on auditing, accounting, and independence matters. + You ... and regulatory authorities on challenging, sensitive and adversarial situations + Lead and conduct forensic investigations, technical accounting research, fraud risk… more
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