- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account Opening and Maintenance. **In this ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze complex multi-faceted,… more
- Wells Fargo (Charlotte, NC)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team...within the Workforce Management and Capacity Planning team to lead and execute on WIM Operations Metric… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will...effectiveness of the team according to plans; monitor daily securities and cash related production work + Lead… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market and Counterparty Risk Analytics ... Develop and operate what-if analysis and benchmarking tools + Lead model calibration operations **Required Qualifications:** +...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our team within Branch Infrastructure and Operations group as part of ... and lines of business at www.wellsfargojobs.com **In this role, you will:** * Lead or participate in risk management, including supervisory risk and human capital… more
- Capital One (Charlotte, NC)
- …the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, or own completion ... You're a teacher. You do the right thing and lead by example. You have a passion for coaching...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more
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