- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by ... in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management systems,...strict client confidentiality + Model high integrity behaviors and lead with a risk management mindset, taking… more
- Sprinklr (NY)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance ... meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk . This… more
- Bloomberg (New York, NY)
- …Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & Requirements** Bloomberg's Legal, ... Compliance & Risk Department plays a critical...customer due diligence standards. **We'll Trust You To:** * Lead and expand the AML compliance programs… more
- Wells Fargo (New York, NY)
- …manage all internal functions and initiatives supporting the business, including Technology , Compliance , Legal, Corporate Real Estate, Business Continuity, HR, ... & Retail, Healthcare, Energy & Power, Financial Institutions, Industrials, Technology , Media, and Telecommunications. This role will play a...of group activities within industry vertical + Partner with Compliance , Legal and Risk partners on … more
- Bloomberg (New York, NY)
- … Risk , Compliance , Audit, and Engineering Teams to manage robust risk governance across the product and technology landscape, guaranteeing the thoughtful ... Control Management Lead for Finance & Accounting Systems Location New... Risk Indicators (KRIs) and dashboards to monitor technology risk posture alongside Risk … more
- The New York Public Library (New York, NY)
- …**6 months and beyond** , this person will: + Implement the formalized risk management and compliance procedures across product and engineering teams. + ... ** Lead , Digital Strategic Initiatives (Temporary)** **Department:** Digital **Employment...+ Define and implement robust frameworks and procedures for risk management, ensuring clear communication and compliance … more
- Justworks (New York, NY)
- …both compliant and competitive. Your Success Profile As the Head of Product Compliance , you will lead a centralized Operations function accountable for ensuring ... payroll, tax, payments, employment, and benefits requirements. Build and Lead the Product Compliance Function + Recruit,...+ Leverage automation and AI to build scalable, auditable compliance workflows and reduce manual risk . +… more
- Wells Fargo (New York, NY)
- …objectives. + Facilitate frequent collaboration between Lines of businesses, Product, Technology , COO, Control, Compliance and other partner teams throughout ... role:** Wells Fargo is seeking a Vice President level Lead Securities Product Owner to join our Product Management...+ Drive enhancements in trading capabilities, electronic execution, and risk management tools. + Ensure compliance with… more
- Cardinal Health (Albany, NY)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance ** function within the ... guidance/advice on future certifications from cost models to balancing between compliance , risk , and business benefit. **_Daily Responsibilities:_** + Partner… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology . The...officer certifications + Participate in evaluation and implementation of Compliance technology . + Help to identify gaps… more