- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, data ... portfolio using an integrated auditing approach that considers financial, operational, compliance , and technology risks + Review management's corrective action… more
- TD Bank (New York, NY)
- …of direct interaction with stakeholders across various functions including the Business, Risk , Product Control, Technology , and Compliance . This position ... a first line of defense team responsible for providing risk and compliance advice and oversight to...+ Working knowledge of trade data process flows and technology platforms a plus. At TD, we are committed… more
- Wells Fargo (Bronx, NY)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Understand how the Bank's ... and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB… more
- TD Bank (New York, NY)
- …some direct interaction with stakeholders across various functions including the Business, Risk , Trade Surveillance, Compliance , and Technology . This ... a first line of defense team responsible for providing risk and compliance advice and oversight to...service improvements + Leads projects of moderately to complex risk and resource requirements; may lead end-to-end… more
- NBT Bank (Norwich, NY)
- …initiatives with a focus on strategic legal matters including Third-Party Risk Management (TPRM), Information Technology (IT), Cybersecurity, and Mergers ... This role is critical to ensuring legal and regulatory compliance , mitigating risk , and enabling innovation across...at all levels of the organization. Tasks Performed: Third-Party Risk Management (TPRM) - 25% + Lead … more
- TD Bank (New York, NY)
- … risk . + **Stakeholder Management** + Partner with Front Office, Sales, Technology , Finance, Legal, and Compliance to design processes and resolve complex ... Drive technology enhancements to support business growth. + Ensure compliance with regulatory requirements and internal policies. **Qualifications** + 8+ years… more
- American Express (New York, NY)
- …skills within a matrix organization, including working with client-facing businesses, Global Risk & Compliance , Technology , Legal (GCO), Finance, Global ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...and overseeing the 1st Line of Defense (1LoD) for Risk ecosystem technology platform needs. This role… more
- TD Bank (New York, NY)
- …will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology , First-Line Risk and Control, and Front Office ... Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a...TD Securities (TDS), including Markets Sales and Trading leaders, Technology , Advisory Compliance , and Risk … more
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