- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, data ... portfolio using an integrated auditing approach that considers financial, operational, compliance , and technology risks + Review management's corrective action… more
- TD Bank (New York, NY)
- …and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) supported… more
- TD Bank (New York, NY)
- … technology applications and/or infrastructure on high profile, complex and/or high- risk technology projects with significant impact to the organization, ... with governance and control groups, (eg regulatory / operational risk , compliance and audit) to provide subject...audit) to provide subject matter expertise and consult on risk issues related to architectural technology and… more
- Mizuho Corporate Bank (New York, NY)
- …requirements- Manage vendor relationships and technology partnerships- Build and lead high-performing compliance technology teams- Address existing ... in financial services, we want to hear from you. Key Responsibilities- Lead modernization of compliance screening technology platforms like Prime… more
- SMBC (New York, NY)
- …data quality, lead data related projects, and implement BCBS 239 compliance . Ensure timely, accurate and complete collection and aggregation of risk ... resolve these issues, improving overall data quality within the risk function. Lead initiatives to resolve data...Work with technology partners to implement the technology necessary to support the risk data… more
- Citigroup (New York, NY)
- …region as required. + Develop and manage key relationships with the NAM E-Trading Businesses, Technology , Risk and Compliance functions. + Has the ability to ... Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including...Structure + 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit +… more
- Wells Fargo (New York, NY)
- …and maintaining external and internal partnerships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent ... **About this role:** Wells Fargo's Specialized Industries Technology Banking Group banks and finances venture capital...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Capital One (New York, NY)
- …also provide Subject Matter Expertise and advisory to other audit teams regarding risk management. **Responsibilities:** + Lead small audits, or own completion ... Principal Auditor - Risk Management Capital One's Audit function is a...provide high value, independent, proactive insights, to innovate with technology , and to be a top-notch talent destination, creates… more
- Deloitte (New York, NY)
- …+ Learn how to identify, evaluate, and prioritize business, operational, regulatory, and technology risks as well as risk mitigation strategies for our clients ... + Understand the impact of key technology trends and workforce changes impacting our clients through...groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance … more
- SMBC (New York, NY)
- …data quality, lead data related projects, and implement BCBS 239 compliance . Ensure timely, accurate and complete collection and aggregation of risk ... resolve these issues, improving overall data quality within the risk function. Lead initiatives to resolve data...arise. + Maintain excellent team-wide subject matter expertise in risk data. Provide data expertise to technology ,… more