- TD Bank (New York, NY)
- …including consultation with multiple stakeholders + Impacts a range of functional programs and operations across own and related teams + Interprets guidelines, ... matter advice at senior levels + Works independently as the senior technical lead and guides others within area of expertise Education & Experience: + Undergraduate… more
- TD Bank (New York, NY)
- …**Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the ... surveillance output and analyst dispositions of alerts, and suggested enhancements to the program . Through due diligence, and with a strong sense of integrity, we… more
- TD Bank (New York, NY)
- …necessary to be successful in the industry. Vice Presidents - CIB Credit lead corporate and leveraged banking transactions and work closely with the Investment ... complex and/or large scale business + Generally will either lead a group of specialists / analysts or operates...needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and… more
- TD Bank (New York, NY)
- …also with the other regions (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with NY Branch and ... regulatory reports for submission to FRB, US Treasury, BEA, etc. reporting. + Lead dialogue with FinOps business partners to understand changes in accounting and… more
- TD Bank (New York, NY)
- …flow with tight deadlines from global desks. **Depth & Scope:** + Lead negotiations of Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master ... with a variety of counterparties, including hedge funds and registered funds. + Lead or participate in internal calls with senior credit officers and front office… more
- TD Bank (New York, NY)
- …results to draw conclusions, make recommendations, assess the effectiveness of programs / policies/ practices * Monitor service, productivity and assess efficiency ... and coordinate tracking and reporting of Compliance function initiatives and programs * Prepare summaries, communications, reports and presentations for management,… more
- TD Bank (New York, NY)
- …risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and subpoenas, ... and draft relevant content + Act as a Compliance lead in relevant remediation projects, which will include: +...the Compliance Department in development and enhancement of compliance programs + Participate in special projects as needed **Depth… more
- TD Bank (Melville, NY)
- …loans/industries/Customers + Works more independently but under the guidance and review of lead staff + Good understanding of loan risk factors + Researches industry ... + Integral part of loan origination process. Responsible for performing underwriting analysis of Borrower's character, credit worthiness and financial condition +… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory, cybersecurity, payment products, SWIFT, and Correspondent Banking ... direction based on the end-to-end customer experience when making decisions. + Lead , analyze, document, and manage requirements with stakeholders by applying a… more
- Capital One (New York, NY)
- …candidate will focus on audits of Credit Risk Management. **Responsibilities:** + Lead small audits, or own completion of significant components of larger audits. ... to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks. + Design...You're a teacher. You do the right thing and lead by example. You have a passion for coaching… more