- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... for innovation and leadership. + Collaborate with senior leaders across compliance, legal , and business functions. _*General Job Description:_ The VP Compliance TDS… more
- Edward Jones (Ithaca, NY)
- …Team Professional role, you are a critical member of that team along with the financial advisor . You are the first voice a client hears when they call on the phone - ... them coming a mile away. You and your financial advisor are essential in working together to help your...+ 5+ years of related financial services, banking, or legal experience plus demonstration of job progression/responsibility + **Client… more
- HUB International (New York, NY)
- …HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and ... and Risk Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures. This means assisting in… more
- Wells Fargo (New York, NY)
- …New York, NY. **Job Role and Responsibility:** Act as a Business Execution advisor to leadership to drive performance and initiatives and develop and implement ... International Operating Committee, International Risk & Control Committee, regional legal entity & Board meeting agendas, organisation, preparation etc. and… more
- Wells Fargo (New York, NY)
- …New York, NY. **Job Role and Responsibility:** Act as a Business Execution advisor to leadership to drive performance and initiatives and develop and implement ... International Operating Committee, International Risk & Control Committee, regional legal entity & Board meeting agendas, organisation, preparation etc. and… more
- JPMorgan Chase (New York, NY)
- As part of Legal Department, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by ... impact our company, customers and communities. Our culture in Legal Department is all about thinking outside the box,...with external counsel. You will act as a trusted advisor to our compliance, controls, and business partners in… more
- Comunilife (New York, NY)
- …- $200000.00 Salary/year Travel Percentage None Job Shift Day Job Category Legal Description Comunilife Inc.is in search of aGeneral Counselto provide assistance ... with legal matters. The organization is searching for a General...and protect organizational interests. + Act as a key advisor in acquisition and loan closings, overseeing the preparation… more
- Diageo (NY)
- …risks, compliance and reporting. Purpose: The Tax Director & Counsel is a strategic advisor to the tax team and our customers, ensuring compliance with complex US ... VP Tax - Americas, the role is a strategic advisor to Global Tax and our customers, ensuring compliance...The role will partner closely with Finance, Government Relations, Legal and Business Development to develop policies in line… more
- City of New York (New York, NY)
- …seniors, and social services. The Corporate Secretary reports to the Special Advisor for Corporate Governance and Audit. Responsibilities include, but are not ... and implement them accordingly to ensure compliance. - Coordination with the Special Advisor for Corporate Governance and Audit, serving as an advisor to… more
- Deloitte (New York, NY)
- …and mitigating risk during engagement execution, and serving as a trusted risk advisor to senior client service executives. Recruiting for this role ends on ... negotiations. + Intersect with various functions - including sales, legal , finance, and delivery - to act as a...finance, and delivery - to act as a strategic advisor to help manage deal flow and to optimize… more