- Bloomberg (New York, NY)
- …- tracking rule amendments. You'll need to have: - 3+ years experience in legal research, compliance or monitoring reporting platform, or financial regulation - ... disclosure jurisdictions. We'd love to see: - Background in legal , reporting platform or global shareholding disclosure research environments, particularly… more
- JPMorgan Chase (New York, NY)
- …with multiple internal stakeholders such as Structuring, Trading, Technology, Legal , and Compliance . **Required qualifications, capabilities, and skills** ... working with cross-functional teams in financial services + Knowledge of legal documentation processes for financial products JPMorganChase, one of the oldest… more
- TD Bank (New York, NY)
- …approach and execution. The team partners closely with senior leaders across departments Risk, Legal , HR, Compliance , Audit and will work in close alignment with ... with the respective enterprise control partners (eg, EPDE, Strategic Sourcing Group, Legal , TRMIS, OCDO. etc.) to appropriately select, engage and manage external… more
- UMB Bank (Albany, NY)
- …and consulting. You will partner closely with internal stakeholders including Legal , Risk, Compliance , Information Security, Finance, and Business Operations ... third-party contract commitments. This position reports to the Senior Vice President, Legal Counsel - Contracts. Working for UMB is about collaborative spirit with… more
- WTW (New York, NY)
- …to develop and deliver renewal to clients + Ensures all policy requirements ( legal , regulatory & compliance ) are met + Client-level coordination & management ... Accounts, Group Accident, Group Critical Illness, Life Insurance, AD&D, Group Legal , Identify Theft Protection, Wellbeing Program and Work/Life Resources (including… more
- Wells Fargo (New York, NY)
- …coverage partners + Lead coordination and execution of loan booking, closing, legal documentation and compliance requirements + Partner with Corporate Banking ... to ensure accurate and timely monitoring, accurate risk ratings, covenant compliance , watchlist updates, and recognition of potential problems loans + Provide… more
- Heritage Financial Credit Union (Newburgh, NY)
- …and practices adhere to generally accepted accounting principles (GAAP) and are in legal and regulatory compliance . ESSENTIAL FUNCTIONS AND BASIC DUTIES + ... professional with a strong background in financial reporting and regulatory compliance ? Do you thrive in managing detailed financial operations, ensuring accuracy,… more
- BlackRock (New York, NY)
- …organizational learning and development initiatives + Manage key internal partnerships with our Legal & Compliance team and stakeholders, such as key leaders, ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more
- SMBC (New York, NY)
- …strong partnerships with colleagues in other technology and control functions including legal , compliance , data security and risk management to promote ... front-to-back collaboration across risk assessment and findings remediation. + Partner with audit colleagues in other business verticals and/or geographies to share best practices and drive greater consistency. + Seek out opportunities to engage with… more
- MUFG (New York, NY)
- …in a timely fashion + On-board clients in coordination with the firm's credit, legal , compliance , and operations teams + Mentor and train junior talent ... **Requirements** : + Bachelor's degree or higher, MBA and/or CFA a plus + A minimum of 5 to 10+ years of related Securitized Sales work experience + Excellent interpersonal and communication skills + Results driven, with a strong sense of accountability +… more