- Bloomberg (New York, NY)
- …Methodology & Risk Lead - Chief Risk Office Location New York Business Area Legal , Compliance , and Risk Ref # 10046813 **Description & Requirements** The energy ... of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide… more
- SMBC (New York, NY)
- …Dealer clients + Knowledge of general elements of credit risk as well as legal / compliance related to Bank and Broker Dealers + Excellent communication and ... presentation skills, both written and verbal + Ability to build a network of relationships across SMBC to support and facilitate communication and/or execution of new business ideas and opportunities + 2+ years of specialized experience in FIG, Capital Markets… more
- Bloomberg (New York, NY)
- …Insights & Reporting Manager - Chief Risk Office Location New York Business Area Legal , Compliance , and Risk Ref # 10046986 **Description & Requirements** The ... energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is… more
- JPMorgan Chase (New York, NY)
- …partners to ensure a strong risk and controls environment (eg, Risk, Controls, Legal , Compliance ) **Required qualifications, capabilities, and skills:** + 7 + ... years of experience in financial services and/or product management + Experience enabling change within large, highly matrixed organizations and managing stakeholders across multiple functions, especially engineering, architecture, design and other product… more
- MUFG (New York, NY)
- …lifecycle of the trade + On-board clients in coordination with the firm's credit, legal , compliance , and operations teams + Mentor and develop junior salespeople ... **Requirements** : + 5+ years of experience + Bachelor's degree required, MBA and/or CFA a plus + Excellent interpersonal and communication skills + Results driven, with a strong sense of accountability + Strong decision-making skills, the ability to… more
- Insight Global (New York, NY)
- …of the role include: - Collaborate with cross-functional teams (engineering, Privacy, Marketing, Legal , compliance , Risk and operations) to build out relevant ... product features. - Facilitate Agile processes such as backlog grooming, sprint planning, and user story definition. - Collect and analyze stakeholder feedback to guide product build. - Track key metrics and outcomes - Build Control framework, process and… more
- BlackRock (New York, NY)
- …and other BlackRock teams such as Client Businesses, Consultant Relations, Risk & Analytics, Legal & Compliance and Ops & Admin) and external clients. The role ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more
- Mizuho Corporate Bank (New York, NY)
- …both AML and regulatory requirements + Liaise with internal groups such as Legal , Compliance , Sanctions, Regulatory, Tax and Operations to coordinate the efforts ... of all teams and ensure that accounts are opened in a timely manner + Familiarity with and strong grasp of Investment Advisor Public Disclosure and Edgar sites, along with necessary documentation (ie: RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated… more
- JPMorgan Chase (New York, NY)
- …Collaborate with multiple partner teams such as Business, Technology, Product Management, Legal , Compliance , Strategy and Business Management to deploy solutions ... into production + Drive Firm wide initiatives by developing large-scale frameworks to accelerate the application of machine learning models across different areas of the business Required qualifications, capabilities, and skills + PhD in a quantitative… more
- JPMorgan Chase (New York, NY)
- …Collaborate with multiple partner teams such as Business, Technology, Product Management, Legal , Compliance , Strategy and Business Management to deploy solutions ... into production + Drive Firm wide initiatives by developing large-scale frameworks to accelerate the application of machine learning models across different areas of the business Required qualifications, capabilities, and skills + PhD in a quantitative… more